Freddie Mac 2010 Annual Report Download - page 328

directors and executive officers as a group, owned less than 1% of our outstanding common stock. The information presented
below is based on information provided to us by the individuals or entities specified in the table.
Table 87 — Stock Ownership by Directors, Executive Officers, and Greater-Than-5% Holders As of February 15, 2011
Name Position
Common Stock
Beneficially
Owned
Excluding
Stock Options
(1)
Stock Options
Exercisable
Within 60 Days of
February 15, 2011
Total
Common
Stock
Beneficially
Owned
(1)
Linda B. Bammann . ............. Director 0 0 0
Carolyn H. Byrd . . . ............. Director 0 0 0
Robert R. Glauber . . ............. Director 5,533
(2)
1,822 7,355
Laurence E. Hirsch . ............. Director 0 0 0
John A. Koskinen . . ............. Director 0 0 0
Christopher S. Lynch ............. Director 0 0 0
Nicolas P. Retsinas . ............. Director 7,791
(3)
0 7,791
Clayton S. Rose . . . ............. Director 0 0 0
Eugene B. Shanks, Jr. ............ Director 0 0 0
Anthony A. Williams............. Director 0 0 0
Charles E. Haldeman, Jr. .......... Chief Executive Officer 0 0 0
Ross J. Kari . . . . . . ............. EVP—Chief Financial Officer 0 0 0
Robert E. Bostrom . ............. EVP—General Counsel & Corporate Secretary 66,095
(4)
11,950 78,045
Peter J. Federico . . . ............. EVP—Investments & Capital Markets and Treasurer 60,014
(5)
19,390 79,404
Donald J. Bisenius . ............. EVP—Single Family Credit Guarantee 23,952
(6)
23,820 47,772
All directors and executive officers as a group (25 persons) 430,947
(7)
180,690 611,637
5% Holder Common Stock Beneficially Owned Percent of Class
U.S. Department of the Treasury
1500 Pennsylvania Avenue, NW
Washington, D.C. 20220
Variable
(8)
79.9%
(1) Includes shares of stock beneficially owned as of February 15, 2011. Also includes RSUs vesting within 60 days of February 15, 2011. An RSU
represents a conditional contractual right to receive one share of our common stock at a specified future date. See “Executive Compensation —
Compensation Discussion and Analysis” above for more information.
(2) Includes 5,322 RSUs and 211 dividend equivalents on RSUs.
(3) Includes 3,896 RSUs and 106 dividend equivalents on RSUs.
(4) Includes 21,447 RSUs.
(5) Includes 20,991 RSUs.
(6) Includes 7,238 RSUs.
(7) Includes 131,675 RSUs and 317 dividend equivalents on RSUs.
(8) In September 2008, we issued to Treasury a warrant to purchase, for one one-thousandth of a cent ($0.00001) per share, shares of our common stock
equal to 79.9% of the total number of shares of our common stock outstanding on a fully diluted basis at the time the warrant is exercised. The warrant
may be exercised in whole or in part at any time until September 7, 2028. As of the date of this filing, Treasury has not exercised the warrant. The
information above assumes Treasury beneficially owns no other shares of our common stock.
Securities Authorized for Issuance Under Equity Compensation Plans
The following table provides information about our common stock that may be issued upon the exercise of options,
warrants, and rights under our existing equity compensation plans at December 31, 2010. Our stockholders have approved
the ESPP, the 2004 Employee Plan, the 1995 Employee Plan, and the Directors’ Plan. We suspended the operation of these
plans following our entry into conservatorship and are no longer granting awards under such plans.
Table 88 — Common Stock
Plan Category
Number of securities
to be issued
upon exercise
of outstanding
options, warrants
and rights
Weighted average
exercise price of
outstanding options,
warrants, and rights
Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected
in column (a))
Equity compensation plans approved by stockholders . . . . . .............. 4,603,736
(1)
$42.68
(2)
33,395,665
(3)
Equity compensation plans not approved by stockholders . . .............. None N/A None
(1) Includes 1,421,284 restricted stock units and shares of restricted stock issued under the Directors’ Plan, the 1995 Employee Plan, and the 2004
Employee Plan.
(2) For the purpose of calculating this amount, the restricted stock units and shares of restricted stock are assigned a value of zero.
(3) Includes 25,962,031 shares, 5,845,739 shares, and 1,587,895 shares available for issuance under the 2004 Employee Plan, the ESPP, and the Directors’
Plan, respectively. No shares are available for issuance under the 1995 Employee Plan.
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