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23
Jay S. Buth. Mr. Buth became Vice President – Accounting and Controller of NU, CL&P, PSNH and WMECO, effective June 9, 2009.
Previously, Mr. Buth served as Controller, and Vice President and Controller at NJR Service Corporation, a subsidiary of New Jersey
Resources Corporation, a gas utility holding company, from June 2006 to January 2009. He also served as Director - Finance at
Allegheny Energy, Inc. from May 2004 to May 2006.
Gregory B. Butler. Mr. Butler became Senior Vice President and General Counsel of NU effective December 1, 2005, and of CL&P,
PSNH and WMECO, subsidiaries of NU, effective March 9, 2006, and was elected a Director of CL&P, PSNH and WMECO April 22,
2009 and a Director of Northeast Utilities Foundation, Inc. effective December 1, 2002. Previously Mr. Butler served as Senior Vice
President, Secretary and General Counsel of NU from August 31, 2003 to December 1, 2005 and Vice President, Secretary and
General Counsel of NU from May 1, 2001 through August 30, 2003.
Jean M. LaVecchia. Ms. LaVecchia was elected Vice President - Human Resources of NUSCO, effective January 1, 2005 and was
elected a Director of CL&P, PSNH and WMECO April 22, 2009 and a Director of Northeast Utilities Foundation, Inc. effective
January 30, 2007. Previously Ms. LaVecchia served as Vice President - Human Resources and Environmental Services from May 1,
2001 to December 31, 2004.
David R. McHale. Mr. McHale was elected Executive Vice President and Chief Financial Officer of NU, CL&P, WMECO and PSNH,
effective January 1, 2009, elected a Director of PSNH and WMECO, effective January 1, 2005, of CL&P effective January 15, 2007 and
of Northeast Utilities Foundation, Inc. effective January 1, 2005. Previously, Mr. McHale served as Senior Vice President and Chief
Financial Officer of NU, CL&P, PSNH and WMECO from January 1, 2005 to December 31, 2008 and Vice President and Treasurer of
NU, WMECO and PSNH from July 1998 to December 31, 2004.
Leon J. Olivier. Mr. Olivier was elected Executive Vice President and Chief Operating Officer of NU effective May 13, 2008; He also
has served as Chief Executive Officer of CL&P, PSNH and WMECO since January 15, 2007; a Director of PSNH and WMECO since
January 17, 2005 and a Director of CL&P since September 2001. Previously, Mr. Olivier served as Executive Vice President -
Operations of NU from February 13, 2007 to May 12, 2008; Executive Vice President of NU from December 1, 2005 to February 13,
2007; President - Transmission Group of NU from January 17, 2005 to December 1, 2005; and President and Chief Operating Officer of
CL&P from September 2001 to January 2005.
James B. Robb. Mr. Robb was elected Senior Vice President, Enterprise Planning and Development of NUSCO on September 4, 2007
and was elected a Director of CL&P, PSNH and WMECO April 22, 2009. Previously, Mr. Robb served as Managing Director, Russell
Reynolds Associates from December 2006 to August 2007; Entrepreneur in Residence, Mohr Davidow Ventures from March 2006 to
November 2006; Senior Vice President, Retail Marketing, Reliant Energy, Inc. from December 2003 to December 2006; and Senior
Vice President, Performance Management, Reliant Resources, Inc. from November 2002 to December 2003.
Charles W. Shivery. Mr. Shivery was elected Chairman of the Board, President and Chief Executive Officer of NU effective March 29,
2004; Chairman and a Director of CL&P, PSNH and WMECO effective January 19, 2007 and a Director of Northeast Utilities
Foundation effective March 3, 2004. Previously, Mr. Shivery served as President (interim) of NU from January 1, 2004 to March 29,
2004; and President - Competitive Group of NU and President and Chief Executive Officer of NU Enterprises, Inc., from June 2002
through December 2003.
Item 4. [RESERVED]
PART II
Item 5. Market for the Registrants' Common Equity and Related Stockholder Matters
NU. Our common shares are listed on the New York Stock Exchange. The ticker symbol is "NU," although it is frequently presented as
"Noeast Util" and/or "NE Util" in various financial publications. The high and low closing sales prices for the past two years, by quarter,
are shown below.
Year Quarter High Low
2009 First $ 25.05 $ 19.45
Second 22.40 19.99
Third 24.72 21.38
Fourth 26.33 22.54
2008 First $ 31.15 $ 24.01
Second 27.74 25.12
Third 28.03 24.52
Fourth 25.97 19.15
There were no purchases made by or on behalf of our company or any "affiliated purchaser" (as defined in Rule 10b-18(a)(3) under the
Securities Exchange Act of 1934), of common stock during the fourth quarter of the year ended December 31, 2009.