Fannie Mae 2009 Annual Report Download - page 239

Beneficial Ownership
The following table shows the beneficial ownership of our common stock by each of our current directors and
the named executives, and all current directors and executive officers as a group, as of February 15, 2010,
unless otherwise indicated. As of that date, no director or named executive, nor all directors and current
executive officers as a group, owned as much as 1% of our outstanding common stock.
Name and Position
Common Stock
Beneficially
Owned Excluding
Stock Options
Stock Options
Exercisable or
Other Shares
Obtainable
Within 60 Days of
February 15,
2010
(2)
Total
Common Stock
Beneficially
Owned
Amount and Nature of Beneficial Ownership
(1)
Herbert M. Allison . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Former President and Chief Executive Officer
Kenneth J. Bacon
(3)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63,587 77,590 141,177
Executive Vice President, Housing and Community
Development
David C. Benson
(4)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21,445 53,927 75,372
Executive Vice President, Capital Markets
Dennis R. Beresford . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4,719 0 4,719
Director
W. Thomas Forrester . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Director
Brenda J. Gaines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 487 0 487
Director
Charlynn Goins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Director
Frederick Barton Harvey, III . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Director
David M. Johnson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Executive Vice President and Chief Financial Officer
Philip A. Laskawy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Chairman of the Board
TimothyJ.Mayopoulos ............................. 0 0 0
Executive Vice President, General Counsel and Corporate
Secretary
Egbert L. J. Perry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Director
Jonathan Plutzik. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Director
David H. Sidwell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 0 0
Director
Michael J. Williams
(5)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 279,777 219,434 499,211
President and Chief Executive Officer
All directors and current executive officers as a group
(22 persons)
(6)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 518,006 485,540 1,003,546
(1)
Beneficial ownership is determined in accordance with the rules of the SEC for computing the number of shares of
common stock beneficially owned by each person and the percentage owned. Holders of restricted stock have no
investment power but have sole voting power over the shares and, accordingly, these shares are included in this table.
Holders of shares through our Employee Stock Ownership Plan, or ESOP, have sole voting power over the shares so
these shares are also included in this table. Holders of shares through our ESOP generally have no investment power
unless they are at least 55 years of age and have at least 10 years of participation in the ESOP. Additionally, although
holders of shares through our ESOP have sole voting power through the power to direct the trustee of the plan to vote
their shares, to the extent some holders do not provide any direction as to how to vote their shares, the plan trustee
may vote those shares in the same proportion as the trustee votes the shares for which the trustee has received
direction. Holders of stock options have no investment or voting power over the shares issuable upon the exercise of
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