Dell 2006 Annual Report Download - page 149

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Table of Contents
Stock Ownership
The following table sets forth certain information, as of October 1, 2007 (except as otherwise noted below), about the
ownership of Dell common stock by (i) the directors (including the persons nominated to be directors), (ii) each Named
Executive Officer, (iii) all current directors and executive officers as a group, and (iv) each person known to us to be the
beneficial owner of more than 5% of the total number of shares outstanding. Unless otherwise indicated, each person named
below holds sole investment and voting power over the shares shown.
Total as a
Options Percentage of
Number of Exercisable Total Shares
Shares Within 60 Beneficial Outstanding
Beneficial Owner Owned Days Ownership (if 1% or more)(a)
Michael S. Dell 217,739,415(b) 9,993,375 227,732,790 10.14%
One Dell Way
Round Rock, Texas 78682
Southeastern Asset Management, Inc. 126,067,420 — 126,067,420 5.5%
6410 Poplar Avenue, Suite 900
Memphis, Tennessee 38119
Donald J. Carty 602,907 137,756 740,663 —
William H. Gray, III 12,380 70,755 83,135 —
Sallie L. Krawcheck 11,832 9,465 21,297 —
Alan (A.G.) Lafley 11,832 9,465 21,297 —
Judy C. Lewent 15,057 145,049 160,106 —
Thomas W. Luce, III 47,688(c) 13,809 61,497 —
Klaus S. Luft 8,481 152,435 160,916 —
Alex J. Mandl 11,088(d) 155,084 166,172 —
Michael A. Miles 562,003 149,894 711,897 —
Sam Nunn 15,371 169,929 185,300 —
Paul D. Bell 7,761 3,855,352 3,863,113 —
Stephen J. Felice 16,106 894,050 910,156 —
Kevin B. Rollins(f) 1,259,658(e) 908,916 2,168,574 —
James M. Schneider(f) 28,850 230,149 258,999 —
Rosendo G. Parra(f) 19,802 — 19,802 —
Directors and executive officers as a group (24 persons) 220,585,584 19,973,178 240,543,767 10.7%
(a) Other than the percentage reported for Southeastern Asset Management, Inc., the percentage is based on the number of shares outstanding
(2,235,801,991) at the close of business on October 1, 2007. The percentage reported for Southeastern Asset Management, Inc. is based on
their Form 13G filed with the Securities and Exchange Commission on February 12, 2007.
(b) Includes 1,482,435 shares held is a trust for the benefit of his children of which Mr. Dell is the trustee. Does not include 26,449,112 shares held
in a separate property trust for Mr. Dell's spouse and 1,482,434 shares held in a trust for the benefit of his children of which his spouse is
trustee.
(c) Includes 39,778 shares held in a personal retirement plan.
(d) Includes 400 shares held by Mr. Mandl's spouse and 1,300 shares held in an IRA for Mr. Mandl's spouse.
(e) Includes 1,120,000 shares that have been pledged as collateral for a loan as of May 4, 2007.
(f) The Number of Shares Owned reported for Mr. Rollins, Mr. Schneider, and Mr. Parra are as of the date of their retirement (May 4, 2007 for
Mr. Rollins, January 31, 2007 for Mr. Schneider, and April 20, 2007 for Mr. Parra.)
ITEM 13 — CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
Related Party Transactions
We purchase services, supplies, and equipment in the normal course of business from many suppliers and sell or lease
products and services to many customers. In some instances, these transactions occur with
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