Big Lots 2013 Annual Report Download - page 25

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(2) Amounts in this column reflect the aggregate grant date fair value of the restricted stock awards granted to
the outside directors in fiscal 2013 as computed in accordance with Financial Accounting Standards Board
Accounting Standards Codification Topic 718 (“ASC 718”), excluding the effect of any estimated forfeitures.
The full grant date fair value of the fiscal 2013 restricted stock award granted to each outside director, as
computed in accordance with ASC 718, was based on individual awards of 2,972 common shares at a per
common share value of $33.65 on the grant date (i.e., $100,008 per outside director). In accordance with ASC
718 and the 2012 LTIP, the per common share grant date value is the average of the opening price and the
closing price of our common shares on the NYSE on the grant date.
(3) As of February 1, 2014, each individual included in the table held 2,972 shares of restricted stock.
(4) Prior to fiscal 2008, the outside directors received an annual stock option award under the Big Lots, Inc.
Amended and Restated Director Stock Option Plan (“Director Stock Option Plan”). The Director Stock
Option Plan was terminated on May 30, 2008 and no stock option awards were granted to any outside
director in fiscal 2013. As of February 1, 2014, only Mr. Mallott (20,000 common shares) and Mr. Tener
(15,000 common shares) held stock options to purchase our common shares.
(5) Amounts in this column reflect both matching contributions and payments made by us during fiscal 2013 to
charitable organizations nominated by the specified directors pursuant to the Big Lots, Inc. Non-Employee
Director Compensation Package.
STOCK OWNERSHIP
Ownership of Our Common Shares by Certain Beneficial Owners and Management
The following table sets forth certain information with regard to the beneficial ownership of our common shares
by each holder of more than five percent of our common shares, each director, each of the current and former
executive officers named in the Summary Compensation Table, and all executive officers and directors as a group.
The assessment of holders of more than five percent of our common shares is based on a review of and reliance
upon their respective filings with the SEC. Except as otherwise indicated, all information is as of March 21, 2014.
Name of Beneficial
Owner or Identity of
Group
Amount and Nature of
Beneficial Ownership
(1)
Percent of
Outstanding
Common Shares
Lisa M. Bachmann 306,813 *
Jeffrey P. Berger 18,762 *
David J. Campisi 107,725 *
James R. Chambers 5,570 *
Joe R. Cooper 250,063 *
Steven S. Fishman 777,218 1.3%
Peter J. Hayes 8,561 *
Charles W. Haubiel II 30,000 *
Timothy A. Johnson 152,056 *
Brenda J. Lauderback 11,695 *
Philip E. Mallott 40,662 *
John C. Martin 53,750 *
Carlos V. Rodriguez 30,000 *
Russell Solt 14,337 *
James R. Tener 36,762 *
Dennis B. Tishkoff 19,371 *
FMR, LLC (2) 8,757,238 15.0%
Sasco Capital, Inc. (3) 4,490,155 7.2%
Capital Research Global Investors (4) 3,699,800 6.3%
BlackRock, Inc. (5) 3,385,419 5.8%
LSV Asset Management (6) 3,230,889 5.6%
The Vanguard Group, Inc. (7) 3,029,181 5.2%
All directors and executive officers as a group (22 persons) 2,076,926 3.6%