Ameriprise 2012 Annual Report Download - page 77

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Threadneedle
Retail Fund Rankings in Top 2 Morningstar Quartiles or Above Index Benchmark
2012 2011
Equity Equal weighted 1 year 75% 65%
3 year 80% 72%
5 year 84% 86%
Asset weighted 1 year 78% 68%
3 year 93% 76%
5 year 94% 86%
Fixed Income Equal weighted 1 year 83% 69%
3 year 76% 77%
5 year 91% 82%
Asset weighted 1 year 60% 69%
3 year 59% 75%
5 year 98% 97%
Allocation (Managed) Funds Equal weighted 1 year 67% 33%
3 year 67% 67%
5 year 83% 100%
Asset weighted 1 year 77% 14%
3 year 77% 49%
5 year 86% 100%
The performance of each fund is measured on a consistent basis against the most appropriate benchmark — a peer group of similar
funds or an index.
Equal weighted: Counts the number of funds with above median ranking (if measured against peer group) or above index performance (if
measured against an index) divided by the total number of funds. Asset size is not a factor.
Asset weighted: Sums the assets of the funds with above median ranking (if measured against peer group) or above index performance (if
measured against an index) divided by the total sum of assets in the funds. Funds with more assets will receive a greater share of the
total percentage above or below median or index.
Aggregated Allocation (Managed) Funds include funds that invest in other funds of the Threadneedle range including those funds that
invest in both equity and fixed income.
Aggregated Threadneedle data includes funds on the Threadneedle platform sub-advised by Columbia as well as advisors not affiliated with
Ameriprise Financial, Inc.
The following table presents the ending balances and average managed assets:
Average(1)
December 31, December 31,
2012 2011 Change 2012 2011 Change
(in billions) (in billions)
Columbia managed assets $ 330.4 $ 326.1 $ 4.3 1% $ 334.5 $ 346.3 $ (11.8) (3)%
Threadneedle managed assets 127.8 113.6 14.2 13 121.0 106.6 14.4 14
Less: Sub-advised eliminations (2.8) (4.2) 1.4 33 (3.4) (4.5) 1.1 24
Total managed assets $ 455.4 $ 435.5 $ 19.9 5% $ 452.1 $ 448.4 $ 3.7 1%
(1) Average ending balances are calculated using a five-point average of quarter-end balances.
The following table presents managed asset net flows:
Years Ended
December 31,
2012 2011 Change
(in billions)
Columbia managed asset net flows $ (18.6) $ (16.7) $ (1.9) (11)%
Threadneedle managed asset net flows(1) (1.9) 10.6 (12.5) NM
Less: Sub-advised eliminations(1) 1.8 (0.8) 2.6 NM
Total managed asset net flows $ (18.7) $ (6.9) $ (11.8) NM
(1) Threadneedle net flows in Q2 2012 include $1.2 billion of outflows primarily due to a change in subadvisory relationship between
Threadneedle and Columbia. These outflows are eliminated at the segment level.
NM Not Meaningful.
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