Ameriprise 2012 Annual Report Download - page 17

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Ameriprise Financial, Inc.
Form 10-K
Index
Part I.
Item 1. Business ...................................................... 1
Item 1A. Risk Factors .................................................... 23
Item 1B. Unresolved Staff Comments .......................................... 37
Item 2. Properties ...................................................... 38
Item 3. Legal Proceedings ................................................. 38
Item 4. Mine Safety Disclosures ............................................. 39
Part II.
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities .................................................. 40
Item 6. Selected Financial Data ............................................. 41
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations ..... 42
Item 7A. Quantitative and Qualitative Disclosures About Market Risk ....................... 88
Item 8. Financial Statements and Supplementary Data ............................... 94
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure .... 170
Item 9A. Controls and Procedures ............................................. 170
Item 9B. Other Information ................................................. 171
Part III.
Item 10. Directors, Executive Officers and Corporate Governance ......................... 171
Item 11. Executive Compensation ............................................. 173
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
Matters ....................................................... 173
Item 13. Certain Relationships and Related Transactions, and Director Independence ............. 174
Item 14. Principal Accountant Fees and Services ................................... 174
Part IV.
Item 15. Exhibits and Financial Statement Schedules ................................ 174
Signatures ............................................................ 175
Condensed Financial Information of Registrant ...................................... F-3
Exhibit Index ........................................................... E-1