eTrade 2005 Annual Report Download - page 477

(c) indebtedness of the Company or any Restricted Subsidiary represented by letters of credit for the account of the Company or such
Restricted Subsidiary, as the case may be, in order to provide security for workers’ compensation claims, payment obligations in
connection with self-insurance or similar requirements in the ordinary course of business;
(d) Purchase Money Indebtedness of the Company or any Restricted Subsidiary not to exceed at any one time outstanding 5% of
Consolidated Net Worth;
(e) indebtedness arising from agreements of the Company or a Restricted Subsidiary providing for indemnification, adjustment of
purchase price or similar obligations, in each case, incurred or assumed in connection with the disposition of any business, assets or a
Subsidiary, other than Guarantees of Indebtedness Incurred by any Person acquiring all or any portion of such business, assets or a
Subsidiary for the purpose of financing such acquisition;
(f) indebtedness Incurred by Professional Path, Inc. in the ordinary course of its proprietary trading activities in an amount not to
exceed at any one time outstanding of $5 million;
(g) advances from the Federal Home Loan Bank, Federal Reserve Bank (or similar institution), repurchase and reverse repurchase
agreements relating to Investment Securities, medium term notes, treasury tax and loan balances, special direct investment balances,
bank notes, commercial paper, term investment option balances, brokered certificates of deposit, dollar rolls, and fed funds purchased,
in each case incurred in the ordinary course of a Regulated Subsidiary’s business;
(h) Indebtedness Incurred by a Regulated Subsidiary and Guaranteed by the Company (i)(A) the proceeds of which are used to satisfy
applicable minimum capital requirements imposed by applicable regulatory authorities of such Regulated Subsidiary and (B)where the
provision of such Guarantee by the Company is required by the applicable regulatory authority or (ii)where the provision of such
Guarantee by the Company is required by a bank, clearing house or other market participant in connection with the ordinary course of
a Broker Dealer Regulated Subsidiary’s business.
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2006. EDGAR Online, Inc.