eTrade 2005 Annual Report Download - page 212

Table of Contents
Exhibit
Number
Description
4.24
Notes Underwriting Agreement among E*TRADE Financial Corporation and Morgan Stanley & Co. Incorporated and J.P.
Morgan Securities Inc., as representatives of the underwriters therein, dated November 16, 2005 (Incorporated by reference to
Exhibit 1.2 of the Company’s Current Report on Form 8-K filed on November 18, 2005.)
4.25
Equity Units Underwriting Agreement among E*TRADE Financial Corporation and Morgan Stanley & Co. Incorporated and
J.P. Morgan Securities Inc., as representatives of the underwriters named therein, dated November 16, 2005 (Incorporated by
reference to Exhibit 1.3 of the Company’s Current Report on Form 8-K filed on November 18, 2005.)
4.26
Confirmation of Forward Stock Sale Transaction between E*TRADE Financial Corporation and Morgan Stanley & Co.
International Limited dated November 16, 2005 (Incorporated by reference to Exhibit 4.1 of the Company’s Current Report on
Form 8-K filed on November 18, 2005.)
4.27
Confirmation of Forward Stock Sale Transaction between E*TRADE Financial Corporation and JPMorgan Chase Bank,
National Association dated November 16, 2005 (Incorporated by reference to Exhibit 4.2 of the Company’s Current Report on
Form 8-K filed on November 18, 2005.)
10.1
Form of Indemnification Agreement entered into between the Registrant and its directors and certain officers (Incorporated
by reference to Exhibit 10.1 of the Company’s Registration Statement on FormS-1, Registration Statement No. 333-05525.)
10.2
1983 Employee Incentive Stock Option Plan (Incorporated by reference to Exhibit 10.2 of the Company’s Registration
Statement on Form S-1, Registration Statement No. 333-05525.)
10.3
1993 Stock Option Plan (Incorporated by reference to Exhibit 10.3 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333-05525.)
10.4
Amended 1996 Stock Incentive Plan (Incorporated by reference to Exhibit 10.4 to the Company’s Annual Report on Form
10-K filed November 9, 2000.)
10.5
401(k) Plan (Incorporated by reference to Exhibit 10.8 of the Company’s Registration Statement on Form S-1, Registration
Statement No. 333-05525.)
10.6
1996 Stock Purchase Plan (Incorporated by reference to Exhibit 99.13 of the Company’s Registration Statement on Form S-8,
Registration Statement No. 333-12503.)
10.7
Employee Bonus Plan (Incorporated by reference to Exhibit 10.10 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333-05525.)
10.8
Menlo Oaks Corporate Center Standard Business Lease by and between Menlo Oaks Partners, L.P. and E*TRADE Financial
Corporation, dated August 18, 1998 (Incorporated by reference to Exhibit 10.8 to the Company’s Annual Report on Form 10-K
filed November 9, 2000.)
10.10
Lease of premises at 10951 White Rock Road, Rancho Cordova, California (Incorporated by reference to Exhibit 10.12 of the
Company’s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.11
Clearing Agreement between E*TRADE Securities, Inc. and Herzog, Heine, Geduld, Inc. dated May11, 1994 (Incorporated by
reference to Exhibit 10.14 of the Company’s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.12
Guarantee by the Registrant to Herzog, Heine, Geduld, Inc. (Incorporated by reference to Exhibit10.15 of the Company’s
Registration Statement on Form S-1, Registration Statement No.333-05525.)
10.13
BETAHOST Master Subscription Agreement between E*TRADE Securities, Inc. and BETA Systems Inc. dated June27, 1996
(Incorporated by reference to Exhibit 10.13 of the Company’s Registration Statement on Form S-1, Registration Statement No.
333-05525.)
10.14
Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P. and GAP Coinvestment Partners, L.P.
dated September 28, 1995 (Incorporated by reference to Exhibit 10.17 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333-05525.)
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