eTrade 2005 Annual Report Download - page 15

Table of Contents
Securities and Exchange Commission (“SEC”), the NASD, Inc. (“NASD”), the NYSE, the FDIC, the Federal Reserve, the Municipal
Securities Rulemaking Board and the Office of Thrift Supervision (“OTS”.) Additional legislation, regulations and rulemaking may
directly affect our manner of operation and profitability. Our broker-dealers are registered with the SEC and are subject to regulation by
the SEC and by self-regulatory organizations, such as the NYSE, NASD and the securities exchanges of which each is a member. Our
banking entities are subject to regulation, supervision and examination by the OTS, the Federal Reserve and also, in the case of the
Bank, the FDIC. Such regulation covers all aspects of the banking business, including lending practices, safeguarding deposits, capital
structure, transactions with affiliates and conduct and qualifications of personnel.
We make our annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form8-K, and amendments to those
reports, available free of charge at our website as soon as reasonably practicable after they have been filed with the SEC. Our website
address is http://www.etrade.com.
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2006. EDGAR Online, Inc.