eTrade 2005 Annual Report Download - page 215

Table of Contents
Exhibit
Number
Description
10.57
Separation Agreement dated January 23, 2003 by and between the Company and ChristosM. Cotsakos (Incorporated by
reference to Exhibit 10.57 of the Company’s Form 10-K filed March27, 2003.)
10.58
Employment Agreement dated January 23, 2003 by and between the Company and MitchellH. Caplan. (Incorporated by
reference to Exhibit 10.58 of the Company’s Form 10-K filed March27, 2003.)
10.59
Form of Employment Agreement dated January 21, 2003 by and between the Company and MitchellH. Caplan, Arlen W.
Gelbard, Joshua S. Levine and R. Jarrett Lilien (Incorporated by reference to Exhibit 10.59 of the Company’s Form 10-K
filed March27, 2003.)
10.60
[redacted] Master Service Agreement and Global Services Schedule, dated April9, 2003, between E*TRADE Group, Inc.
and ADP Financial Information Services, Inc. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed
August8, 2003.)
10.61
E*TRADE FINANCIAL Sweep Deposit Account Brokerage and Servicing Agreement, dated September 12, 2003, by and
between E*TRADE Bank and E*TRADE Clearing LLC. (Incorporated by reference to Exhibit 10.1 of the Company’s Form
10-Q filed November7, 2003.)
10.62
Stock Purchase Agreement, dated as of November 25, 2003, between Deutsche Bank AG, a German Corporation and
E*TRADE Bank, a federal savings bank under the laws of United States (Incorporated by reference to Exhibit 99.1 of the
Company’s Form 8-K filed January7, 2003.)
10.63
Settlement Agreement dated as of December 10, 2003, between E*TRADE Financial Corporation and its subsidiaries and
affiliates and Christos M. Cotsakos (Incorporated by reference to Exhibit 10.63 of the Company’s Form 10-K filed March
11, 2004.)
10.64
Form of Employment dated September 1, 2004, by and between the Company and each of MitchellH. Caplan, R. Jarret
Lilien, Arlen W. Gelbard, Louis Klobuchar, Joshua Levine, RobertJ. Simmons and RussellS. Elmer (Incorporated by
reference to Exhibit 10.64 of the Company’s Form10-Q filed November 5, 2004.)
10.65
Code of Conduct (Incorporated by reference to Exhibit 10.65 of the Company’s Form 10-Q filed November 5, 2004.)
*10.66
Remarketing Agreement dated November 22, 2005 among E*TRADE and Morgan Stanley & Co. Incorporated and The
Bank of New York.
10.67
2005 Equity Incentive Plan and Forms of Award Agreements (incorporated by reference to Exhibit 10.66 to the Company’s
Current Report on Form 8-K filed on May 31, 2005.)
10.68
Executive Bonus Plan (incorporated by reference to Exhibit 10.67 to the Company’s Current Report on Form 8-K filed on
May 31, 2005.)
10.69
Credit Agreement dated September 19, 2005 between the Company and JP Morgan Chase Bank, N.A. as Administrative
Agent (incorporated by reference as exhibit 10.01 in 10-Q filed November 1, 2005.)
*12.1
Statement of Earnings to Fixed Charges.
*21.1
Subsidiaries of the Registrant.
*23.1
Consent of Independent Registered Public Accounting Firm.
*31.1
Certification—Section 302 of the Sarbanes-Oxley.
*31.2
Certification—Section 302 of the Sarbanes-Oxley.
*32.1
Certification —Section 906 of the Sarbanes-Oxley.
*
Filed herewith.
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