eTrade 2005 Annual Report Download - page 211

Table of Contents
Exhibit
Number
Description
4.7
Indenture dated June 8, 2004 between E*TRADE Financial Corporation and the Trustee (Incorporated by reference to
Exhibit 4 of the Company’s Form 10-Q filed on August 5, 2004.)
4.8
Registration Rights Agreement dated as of June 8, 2004 between E*TRADE Financial Corporation and Morgan Stanley &
Co. Incorporated, Credit Suisse First Boston LLC, Deutsche Bank Securities Inc. and Sandler O’Neill & Partners, L.P., as
Initial Purchasers (Incorporated by reference to Exhibit I of the Company’s Form S-4 filed July 1, 2004.)
*4.9
Purchase Contract and Pledge Agreement dated November 22, 2005 between E*TRADE Financial Corporation and The
Bank of New York
*4.10
Form of Corporate Unit (included in Exhibit 4.9—Purchase Contract and Pledge Agreement)
*4.11
Form of Treasury Unit (included in Exhibit 4.9—Purchase Contract and Pledge Agreement)
*4.12
Subordinated Indenture dated November22, 2005 between E*TRADE Financial Corporation and The Bank of New York
*4.13
Supplemental Indenture No. 1 dated November 22, 2005 to the Subordinated Indenture between E*TRADE Financial
Corporation and The Bank of New York
*4.14
Form of Subordinated Note (included in Exhibit 4.13—Supplemental Indenture No. 1 to the Subordinated Indenture)
*4.15
Indenture dated November 22, 2005 between E*TRADE Financial Corporation and The Bank of New York
*4.16
Form of Senior Note (included in Exhibit 4.15—Indenture dated November 22, 2005)
4.17
First Supplemental Indenture dated September 19, 2005 by and between the Company and the Bank of New York, as Trustee
(Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q filed November 1, 2005.)
4.18
Indenture dated September 19, 2005 by and between the Company and the Bank of New York, as Trustee (Incorporated by
reference to Exhibit 4.1 of the Company’s Form 10-Q filed November 1, 2005.)
4.19
Registration Rights Agreement dated as of September 19, 2005, among E*TRADE Financial Corporation and J.P. Morgan
Securities Inc. and Morgan Stanley & Co. Incorporated, as Initial Purchasers, relating to the Company’s 8% Senior Notes
due 2011 (Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q filed November 1, 2005.)
4.20
Registration Rights Agreement dated as of September 19, 2005, among E*TRADE Financial Corporation and J.P. Morgan
Securities Inc. and Morgan Stanley & Co. Incorporated, as Initial Purchasers, relating to the Company’s 7
3
/
8
% Senior
Notes due 2011 (Incorporated by reference to Exhibit 4.1 of the Company’s Form 10-Q filed November 1, 2005.)
4.21
Supplemental Indenture dated November 10, 2005, between E*TRADE Financial Corporation and the Bank of New York, as
Trustee (Incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on November 15, 2005.)
4.22
Registration Rights Agreement dated November 10, 2005, between E*TRADE Financial Corporation and J.P. Morgan
Securities Inc. and Morgan Stanley & Co., relating to the Company’s 7
3
/
8
% Senior Notes Due 2013 (Incorporated by
reference to Exhibit 4.2 of the Company’s Current Report on Form 8-K filed on November 15, 2005.)
4.23
Common Stock Underwriting Agreement among E*TRADE Financial Corporation and Morgan Stanley & Co. Incorporated
and J.P. Morgan Securities Inc., as representatives of the underwriters named therein, Morgan Stanley & Co. Incorporated
and J.P. Morgan Securities Inc., as forward sellers, and Morgan Stanley & Co. International Limited and JPMorgan Chase
Bank, National Association, as forward counterparties, dated November 16, 2005 (Incorporated by reference to Exhibit 1.1 of
the Company’s Current Report on Form 8-K filed on November 18, 2005.)
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