eTrade 2005 Annual Report Download - page 3

Indicate by check mark if the registrant is not required to file reports pursuant to Section13 or Section15(d) of the Securities Act. Yes
No
Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2)has been subject to such filing requirements for the past 90days. Yes No
Indicate by check mark if disclosure of delinquent filers pursuant to Item405 of Regulation S-K is not contained herein, and will not be
contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of
this Form 10-K or any amendment to this Form10-K.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of
“accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
Accelerated filer
Non-accelerated filer
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.) Yes No
At June30, 2005, the aggregate market value of voting stock, comprised of the registrant’s common stock and shares exchangeable into
common stock, held by nonaffiliates of the registrant was approximately $4.8 billion (based upon the closing price for shares of the
registrant’s common stock as reported by the New York Stock Exchange on that date.) Shares of common stock held by each officer,
director and holder of 5% or more of the outstanding common stock have been excluded in that such persons may be deemed to be
affiliates. This determination of affiliate status is not necessarily a conclusive determination for other purposes.
Number of shares outstanding of the registrant’s common stock as of February 21, 2006: 417,911,092
DOCUMENTS INCORPORATED BY REFERENCE
Definitive Proxy Statement relating to the Company’s Annual Meeting of Shareholders to be held May25, 2006, to be filed hereafter
(incorporated into Part III hereof.)
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2006. EDGAR Online, Inc.