INTL FCStone 2012 Annual Report Download - page 89
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PART II
ITEM 8 Financial Statements and Supplementary Data
Information on Level 3 Financial Assets and Liabilities
e Company’s nancial assets at fair value classi ed within level 3 of the fair value hierarchy as of September30, 2012 and 2011
are summarized below:
(in millions)
September30, 2012 September30, 2011
Total level 3 assets $ 4.5 $ 5.1
Level 3 assets for which the Company bears economic exposure $ 4.5 $ 5.1
Total assets $ 2,958.9 $ 2,635.7
Total nancial assets at fair value $ 1,764.3 $ 1,682.9
Total level 3 assets as a percentage of total assets 0.2% 0.2%
Level 3 assets for which the Company bears economic exposure as a percentage of total assets 0.2% 0.2%
Total level 3 assets as a percentage of total nancial assets at fair value 0.3% 0.3%
e following tables set forth a summary of changes in the fair value of the Company’s level 3 nancial assets and liabilities during
the scal years ended September30, 2012 and 2011, including a summary of unrealized gains (losses) during the scal year ended
on the Company’s level 3 nancial assets and liabilities still held as of September30, 2012.
(in millions)
Level 3 Financial Assets and Financial Liabilities
For the Year Ended September30, 2012
Balancesat
beginningof
period
Realizedgains
(losses)during
period
Unrealized
gains(losses)
duringperiod
Purchases/
issuances Settlements
Transfersin
or(out)of
Level 3
Balancesat
endofperiod
ASSETS:
Common and
preferred stock and
ADRs $ 1.1 $ — $ (0.2) $ — $ — $ — $ 0.9
Corporate and
municipal bonds 3.6 — — — — — 3.6
Mutual funds and
other 0.4 (0.4) — — — — —
$ 5.1 $ (0.4) $ (0.2) $ — $ — $ — $ 4.5
LIABILITIES:
Contingent
liabilities $ 22.3 $ $ 2.0 $ 0.1 $ 9.6 $ $ 14.8
(in millions)
Level 3 Financial Assets and Financial Liabilities
For the Year Ended September30, 2011
Balancesat
beginningof
period
Realizedgains
(losses)during
period
Unrealized
gains(losses)
duringperiod
Purchases/
issuances Settlements
Transfersin
or(out)of
Level 3
Balancesat
endofperiod
ASSETS:
Common and
preferred stock and
ADRs $ 1.2 $ — $ (0.1) $ — $ — $ — $ 1.1
Corporate and
municipal bonds 8.0 — (1.7) — (2.7) — 3.6
Mutual funds and
other 0.4 — — — — — 0.4
Investment in
managed funds 0.6 0.2 — — (0.8) — —
$ 10.2 $ 0.2 $ 1.8 $ $ 3.5 $ $ 5.1
LIABILITIES:
Contingent
liabilities $ 32.3 $ $ 2.9 $ 2.3 $ 9.4 $ $ 22.3