INTL FCStone 2012 Annual Report Download - page 87
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PART II
ITEM 8 Financial Statements and Supplementary Data
e following tables set forth the Company’s nancial and non nancial assets and liabilities accounted for at fair value, on a recurring
basis, as of September30, 2012 and September30, 2011 by level within the fair value hierarchy. ere were no assets or liabilities
that were measured at fair value on a nonrecurring basis as of September 30, 2012 and 2011.
(in millions)
September30, 2012
Level 1 Level 2 Level3
Netting and
Collateral(1) Total
ASSETS:
Money market funds $ 0.1 $ — $ — $ — $ 0.1
Certi cate of deposits 10.4 — — — 10.4
Unrestricted cash equivalents 10.5 — — — 10.5
Commodities warehouse receipts 22.3 — — — 22.3
U.S. government obligations — 50.5 — — 50.5
Securities and other assets segregated under federal
andother regulations 22.3 50.5 — — 72.8
Money market funds 335.1 — — — 335.1
U.S. government obligations — 1,318.3 — — 1,318.3
Mortgage-backed securities — 7.0 — — 7.0
Derivatives 3,344.3 — — (3,494.7) (150.4)
Deposits and receivables from exchange-clearing
organizations 3,679.4 1,325.3 — (3,494.7) 1,510.0
Deposits and receivables from broker-dealers,
clearingorganizations and counterparties - derivatives 0.7 5.0 — (6.4) (0.7)
Common and preferred stock and American Depositary
Receipts (“ADRs”) 17.8 5.6 0.9 — 24.3
Exchangeable foreign ordinary equities and ADRs 10.0 — — — 10.0
Corporate and municipal bonds 0.3 0.6 3.6 — 4.5
U.S. government obligations — 0.3 — — 0.3
Foreign government obligations 14.8 — — — 14.8
Derivatives 315.6 785.3 — (1,047.0) 53.9
Commodities leases — 135.2 — (93.1) 42.1
Commodities warehouse receipts 7.5 — — — 7.5
Exchange rm common stock 3.4 9.0 — — 12.4
Mutual funds and other 1.9 — — — 1.9
Financial instruments owned 371.3 936.0 4.5 (1,140.1) 171.7
TOTAL ASSETS AT FAIR VALUE $ 4,084.2 $ 2,316.8 $ 4.5 $ 4,641.2 $ 1,764.3
LIABILITIES:
Accounts payable and other accrued liabilities -
contingent liabilities $ — $ — $ 14.8 $ — $ 14.8
Payables to customers - derivatives 3,562.3 — — (3,562.3) —
Common and preferred stock and ADRs 16.4 5.9 — — 22.3
Exchangeable foreign ordinary equities and ADRs 5.7 — — — 5.7
Derivatives 338.1 775.2 — (1,068.7) 44.6
Commodities leases — 220.0 — (117.2) 102.8
Financial instruments sold, not yet purchased 360.2 1,001.1 — (1,185.9) 175.4
TOTAL LIABILITIES AT FAIR VALUE $ 3,922.5 $ 1,001.1 $ 14.8 $ 4,748.2 $ 190.2
(1) Represents cash collateral and the impact of netting across the levels of the fair value hierarchy. Netting among positions classified within the same level are included in
that level.