INTL FCStone 2012 Annual Report Download - page 131
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PART IV
ITEM 15 Exhibits
PART IV
ITEM 15 Exhibits
3.1 Amended and Restated Certi cate of Incorporation (incorporated by reference from the Company’s Form 8-K led with the SEC
on October9, 2009).
3.2 Amended and Restated By-laws (incorporated by reference from the Company’s Quarterly Report on Form 10-Q led with the
SEC on August14, 2007).
4.1 International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the Company’s Proxy
Statement on Schedule 14A led on January14, 2003).
4.2 Amendment to International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the Company’s
Proxy Statement on Form 14A led with the SEC on February11, 2004).
4.3 Amendment to International Assets Holding Corporation 2003 Stock Option Plan (incorporated by reference from the Company’s
Proxy Statement on Form 14A led with the SEC on January23, 2006).
4.4 FCStone Group, Inc. 2006 Equity Incentive Plan (incorporated by reference from the Registration Statement on Form S-8 led by
FCStone Group, Inc. with the SEC on June12, 2006).
10.1 Employment Agreement, dated October22, 2002, by and between the Company and Sean O’Connor (incorporated by reference
from the Company’s Form 8-K led with the SEC on October24, 2002).
10.2 Employment Agreement, dated October22, 2002, by and between the Company and Scott Branch (incorporated by reference
from the Company’s Form 8-K led with the SEC on October24, 2002).
10.3 Registration Rights Agreement, dated October22, 2002, by and between the Company, and Sean O’Connor (incorporated by
reference from the Company’s Form 8-K led with the SEC on October24, 2002).
10.4 First Amendment to Registration Rights Agreement, dated December6, 2002, by and between the Company and Sean O’Connor
(incorporated by reference from the Company’s Form 8-K led with the SEC on December10, 2002).
10.5 Registration Rights Agreement, dated October22, 2002, by and between the Company and Scott Branch (incorporated by
reference from the Company’s Form 8-K led with the SEC on October24, 2002).
10.6 First Amendment to Registration Rights Agreement, dated December6, 2002, by and between the Company and Scott Branch
(incorporated by reference from the Company’s Form 8-K led with the SEC on December10, 2002).
10.7 Registration Rights Agreement, dated October22, 2002, by and between the Company and John Radziwill (incorporated by
reference from the Company’s Form 8-K led with the SEC on October24, 2002).
10.8 First Amendment to Registration Rights Agreement, dated December6, 2002, by and between the Company and John Radziwill
(incorporated by reference from the Company’s Form 8-K led with the SEC on December10, 2002).
10.9 Employment Agreement, e ective December1, 2004, by and between the Company and Brian T. Sephton (incorporated by
reference from the Company’s Form 8-K, as led with the SEC on November24, 2004).
10.10 International Assets Holding Corporation form of Registration Rights Agreement (incorporated by reference from the Company’s
Form 8-K led with the SEC on September15, 2006).
10.11 2012 Restricted Stock Plan (incorporated by reference from the Company’s Proxy Statement on Form 14A led with the SEC on
January13, 2012).
10.12 2012 Executive Compensation Plan (incorporated by reference from the Company’s Proxy Statement on Form 14A led with the
SEC on January13, 2012).
10.13 Chief Executive O cer Employment Agreement, e ective September1, 2007, between FCStone Group, Inc. and Paul G.
Anderson (incorporated by reference from the Current Report on Form 8-K led by FCStone Group, Inc. with the SEC on
July15, 2008)
10.14 CEO Deferred Compensation Plan for Paul G. Anderson dated February22, 2002 (incorporated by reference from the
Registration Statement on Form S-4 led by FCStone Group, Inc. with the SEC on August18, 2004)
10.15 Farmers Commodities Corporation Supplemental Nonquali ed Pension Plan (incorporated by reference from Amendment No.2
to the Registration Statement on Form S-4 led by FCStone Group, Inc. with the SEC on December9, 2004)