INTL FCStone 2012 Annual Report Download - page 88
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PART II
ITEM 8 Financial Statements and Supplementary Data
(in millions)
September30, 2011
Level 1 Level 2 Level3
Nettingand
Collateral(1) Total
ASSETS:
Money market funds $ 0.1 $ — $ — $ — $ 0.1
Certi cate of deposits 12.6 — — — 12.6
Unrestricted cash equivalents 12.7 — — — 12.7
Commodities warehouse receipts 19.0 — — — 19.0
U.S. government obligations — 3.7 — — 3.7
Securities and other assets segregated under federal
andother regulations 19.0 3.7 — — 22.7
Money market funds 1,193.5 — — — 1,193.5
U.S. government obligations — 470.5 — — 470.5
Mortgage-backed securities — 8.5 — — 8.5
Derivatives 7,227.4 — — (7,491.7) (264.3)
Deposits and receivables from exchange-clearing
organizations 8,420.9 479.0 — (7,491.7) 1,408.2
U.S. government obligations — 0.1 — — 0.1
Derivatives 47.3 1,073.5 — (1,104.7) 16.1
Deposits and receivables from broker-dealers,
clearingorganizations and counterparties 47.3 1,073.6 — (1,104.7) 16.2
Common and preferred stock and ADRs 45.6 0.2 1.1 — 46.9
Exchangeable foreign ordinary equities and ADRs 7.8 2.0 — — 9.8
Corporate and municipal bonds — 5.1 3.6 — 8.7
U.S. government obligations — 0.8 — — 0.8
Foreign government obligations 5.8 0.9 — — 6.7
Derivatives 210.5 557.6 — (666.2) 101.9
Commodities leases — 66.3 — (40.2) 26.1
Commodities warehouse receipts 16.2 — — — 16.2
Exchange rm common stock 3.0 0.7 — — 3.7
Mutual funds and other 0.6 — 0.4 — 1.0
Investment in managed funds — 1.3 — — 1.3
Financial instruments owned 289.5 634.9 5.1 706.4 223.1
TOTAL ASSETS AT FAIR VALUE $ 8,789.4 $ 2,191.2 $ 5.1 $ 9,302.8 $ 1,682.9
LIABILITIES:
Accounts payable and other accrued liabilities -
contingent liabilities $ — $ — $ 22.3 $ — $ 22.3
Payables to customers - derivatives 6,234.7 — — (6,234.7) —
Common and preferred stock and ADRs 23.4 — — — 23.4
Exchangeable foreign ordinary equities and ADRs 21.5 2.3 — — 23.8
Derivatives 219.9 1,679.1 — (1,776.1) 122.9
Commodities leases — 431.9 — (211.1) 220.8
Financial instruments sold, not yet purchased 264.8 2,113.3 — (1,987.2) 390.9
TOTAL LIABILITIES AT FAIR VALUE $ 6,499.5 $ 2,113.3 $ 22.3 $ 8,221.9 $ 413.2
(1) Represents cash collateral and the impact of netting across the levels of the fair value hierarchy. Netting among positions classified within the same level are included in
that level.
Realized and unrealized gains and losses are included within ‘trading gains, net’ in the consolidated income statements.