Autodesk 2012 Annual Report Download - page 63

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57
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information concerning the beneficial ownership of Autodesk’s
Common Stock as of March 31, 2012, for each person or entity who is known by the Company to own
beneficially more than five percent of the outstanding shares of our Common Stock, each of the Company’s
directors, each of the executive officers named in the Summary Compensation Table beginning on page 40 and
all directors and executive officers of the Company as a group.
5% Stockholders, Directors and Officers (1)
Common Stock
Beneficially
Owned (2)
Percentage
Beneficially
Owned (3)
Principal Stockholders:
T. Rowe Price Associates, Inc. (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20,757,880 9.0%
Massachusetts Financial Services Company (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11,662,107 5.0%
BlackRock, Inc. (6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11,656,842 5.0%
The Vanguard Group, Inc. (7) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,363,434 5.3%
Non-Employee Directors:
Crawford W. Beveridge (8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120,568 *
J. Hallam Dawson (9) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 212,231 *
Per-Kristian Halvorsen (10) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 136,400 *
Mary T. McDowell (11) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35,142 *
Lorrie M. Norrington (12) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17,000 *
Charles J. Robel (13) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120,405 *
Stacy J. Smith (14) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — *
Steven M. West (15) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96,043 *
Named Executive Officers:
Carl Bass (16) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,843,531 *
Mark J. Hawkins (17) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59,414 *
Steven M. Blum (18) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237,304 *
Pascal W. Di Fronzo (19) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 235,707 *
Robert Kross (20) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 205,330 *
All directors and executive officers as a group (14 individuals) (21) . . . . . . . . . . . . . . 3,463,172 1.5%
* Represents less than one percent (1 percent) of the outstanding Common Stock.
(1) Unless otherwise indicated in their respective footnote, the address for each listed person is c/o Autodesk,
Inc., 111 McInnis Parkway, San Rafael, California 94903.
(2) The number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3 of
the Exchange Act, and the information is not necessarily indicative of beneficial ownership for any other
purpose. Under such rule, beneficial ownership includes any shares over which the individual or entity has
the right to acquire within 60 days of March 31, 2012 through the exercise of any stock option or other right.
Unless otherwise indicated in the footnotes, each person or entity has sole voting and investment power (or
shares such powers with his or her spouse) with respect to the shares shown as beneficially owned.
(3) The total number of shares of Common Stock outstanding as of March 31, 2012 was 231,628,572.
(4) As of December 31, 2011, the reporting date of T. Rowe Price Associates, Inc.’s most recent filing with the
SEC pursuant to Section 13(g) of the Exchange Act filed on February 13, 2012, T. Rowe Price Associates,
Inc. was deemed to have sole voting power with respect to 6,985,934 shares and sole dispositive power with
respect to 20,757,880 shares. The address of T. Rowe Price Associates, Inc., 100 E. Pratt Street, Baltimore,
MD 21202.
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