eTrade 2012 Annual Report Download - page 247
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ACKNOWLEDGEMENT
I hereby acknowledge that I have received a copy of the E*TRADE Code of Professional Conduct (the “Code”) and that I have
reviewed the contents of the Code and all policies referenced therein.
I understand that I am responsible for complying with all laws and regulations applicable to our business and all provisions of the
Code, as well as all other corporate policies and procedures, applicable to me as an employee.
After reviewing the Code, if I realize there are any provisions with which I have not complied (for example, maintaining a brokerage
or trading account with an outside broker without prior approval or participating in an investment club or serving on the board of
directors of an outside entity without prior approval), I will promptly notify the appropriate E*TRADE department.
I understand that if I have any questions about the application of the Code in any situation, I should immediately seek guidance from
the Legal Department.
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Dated:
Si
g
nature
Title: Name Printed