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Table of Contents
Index to Financial Statements
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this
report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: March 11, 2004
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons
on behalf of the Registrant and in the capacities indicated on the dates indicated.
116
Exhibit 10.63
SETTLEMENT AGREEMENT
Dated as of December 10, 2003
E*TRADE F
INANCIAL
C
ORPORATION
/s/ M
ITCHELL
H. C
APLAN
Mitchell H. Caplan
Chief Executive Officer
Signature
Title
Date
/s/ G
EORGE
A. H
AYTER
(George A. Hayter)
Chairman of the Board
March 11, 2004
/s/ M
ITCHELL
H. C
APLAN
(Mitchell H. Caplan)
Chief Executive Officer (principal executive
officer)
March 11, 2004
/s/ R
OBERT
J. S
IMMONS
(Robert J. Simmons)
Chief Financial Officer (principal financial and
accounting officer)
March 11, 2004
/s/ W
ILLIAM
A. P
ORTER
(William A. Porter)
Chairman Emeritus
March 11, 2004
/s/ R
ONALD
D. F
ISHER
(Ronald D. Fisher)
Director
March 11, 2004
/s/ M
ICHAEL
K. P
ARKS
(Michael K. Parks)
Director
March 11, 2004
(C. Cathleen Raffaeli)
Director
/s/ L
EWIS
E. R
ANDALL
(Lewis E. Randall)
Director
March 11, 2004
/s/ L
ESTER
C. T
HUROW
(Lester C. Thurow)
Director
March 11, 2004
/s/ D
ONNA
L. W
EAVER
(Donna L. Weaver)
Director
March 11, 2004