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Table of Contents
Index to Financial Statements
114
Exhibit
Number
Description
10.44
Form of Note Secured by Stock Pledge Agreement by and between the Company and Jerry Gramaglia dated December 20,
2000 (Incorporated by reference to Exhibit 10.2 of the Company
’
s Form 10
-
Q filed February 14, 2001).
10.45
Form of Note, Loan Agreement and Unit Pledge Agreement dated November 20, 2000 by and between the Company and
William A. Porter (Incorporated by reference to Exhibit 10.4 of the Company
’
s Form 10
-
Q filed February 14, 2001).
10.46
Supplemental Executive Retirement Plan dated January 1, 2001 (Incorporated by reference to Exhibit 10.5 of the Company’s
Form 10
-
Q filed February 14, 2001).
10.47
Form of Residential Lease with option to buy entered into between B.R.E. Holdings LLC, a wholly owned subsidiary of the
Company and Jerry Gramaglia, as lessee (Incorporated by reference to Exhibit 10.3 of the Company’s Form 10-Q filed May
15, 2001).
10.48
Form of Loan and Note Agreement between the Company and Dennis Lundien, dated May 9, 2001 (Incorporated by reference
to Exhibit 10.4 of the Company
’
s Form 10
-
Q filed August 14, 2001).
10.49
Form of Note and Stock Pledge Agreement between the Company and Christos M. Cotsakos, dated June 19, 2001
(Incorporated by reference to Exhibit 10.5 of the Company
’
s Form 10
-
Q filed August 14, 2001).
10.50
Termination Agreement and General Release by and between the Company and SoundView Technology Group, Inc. dated
August 20, 2001 (Incorporated by reference to Exhibit 10.1 of the Company
’
s Form 10
-
Q filed November 6, 2001).
10.51
Agreement Regarding Increase of Capital Commitment of the Company and Modification of Order of Fund Distribution by
and between the Company and ArrowPath Venture Partners I, LLC dated October 1, 2001 (Incorporated by reference to
Exhibit 10.2 of the Company
’
s Form 10
-
Q filed November 6, 2001).
10.52
Amendment to Amended and Restated Limited Partnership Agreement of E*TRADE eCommerce Fund L.P. (Incorporated by
reference to Exhibit 10.4 of the Company
’
s Form 10
-
Q filed November 6, 2001).
10.53
Second Amended Employment Agreement dated August 27, 2001 by and between the Company and Christos M. Cotsakos
(Incorporated by reference to Exhibit 10.5 of the Company
’
s Form 10
-
Q filed November 6, 2001).
10.54
Employment Agreement dated October 1, 2001 by and between the Company and Jerry Gramaglia (Incorporated by reference
to Exhibit 10.54 of the Company
’
s Form 10
-
K filed April 1, 2002).
10.55
Form of Employment Agreement dated October 1, 2001 by and between the Company and Mitchell H. Caplan, R. (Robert)
Jarrett Lilien and Joshua Levine, as individuals. (Incorporated by reference to Exhibit 10.55 of the Company’s Form 10-
K filed
April 1, 2002).
10.56
Employment Agreement dated May 15, 2002 by and between the Company and Christos M. Cotsakos (Incorporated by
reference to Exhibit 10.1 of the Company
’
s Form 8
-
K filed May 10, 2002).
10.57
Separation Agreement dated January 23, 2003 by and between the Company and Christos M. Cotsakos. (Incorporated by
reference to Exhibit 10.57 of the Company
’
s Form 10
-
K filed March 27, 2003).
10.58
Employment Agreement dated January 23, 2003 by and between the Company and Mitchell H. Caplan. (Incorporated by
reference to Exhibit 10.58 of the Company
’
s Form 10
-
K filed March 27, 2003).