eTrade 2003 Annual Report Download - page 129

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Table of Contents
Index to Financial Statements
115
Exhibit
Number
Description
10.59
Form of Employment Agreement dated January 21, 2003 by and between the Company and Mitchell H. Caplan, Arlen W.
Gelbard, Josh Levine and R. Jarrett Lilien. (Incorporated by reference to Exhibit 10.59 of the Company’s Form 10-K filed
March 27, 2003).
10.60
[redacted] Master Service Agreement and Global Services Schedule, dated April 9, 2003, between E*TRADE Group, Inc. and
ADP Financial Information Services, Inc. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-
Q filed August
8, 2003).
10.61
E*TRADE FINANCIAL Sweep Deposit Account Brokerage and Servicing Agreement, dated September 12, 2003, by and
between E*TRADE Bank and E*TRADE Clearing LLC. (Incorporated by reference to Exhibit 10.1 of the Company’s Form
10
-
Q filed November 7, 2003).
10.62
Stock Purchase Agreement, dated as of November 25, 2003, between Deutsche Bank AG, a German Corporation and
E*TRADE Bank, a federal savings bank under the laws of United States. (Incorporated by reference to Exhibit 99.1 of the
Company
’
s Form 8
-
K filed January 7, 2003).
*10.63
Settlement Agreement dated as of December 10, 2003, between E*TRADE Financial Corporation and its subsidiaries and
affiliates and Christos M. Cotsakos.
*12.1
Statement of Earnings to Fixed Charges.
*21.1
Subsidiaries of the Registrant.
*23.1
Consent of Independent Auditors.
*31.1
Certification of Mitchell H. Caplan under Item 307 of Regulation S
-
K
*31.2
Certification of Robert J. Simmons under Item 307 of Regulation S
-
K
*32.1
Certification of Mitchell H. Caplan and Robert J. Simmons under Section 906 of Sarbanes
-
Oxley Act
*
Filed Herewith