Voya 2014 Annual Report Download - page 438

PART IV
Item 15. Exhibits, Financial Statement Schedules
a. Documents filed as part of this report
1. Financial Statements (See Item 8. Financial Statements and Supplementary Data)
Consolidated Balance Sheets
Consolidated Statements of Operations
Consolidated Statements of Comprehensive Income
Consolidated Statements of Changes in Shareholders’ Equity
Consolidated Statements of Cash Flows
Notes to Consolidated Financial Statements
Report of Independent Registered Public Accounting Firm
2. Schedule I—Summary of Investments Other than Investments in Affiliates
Schedule II—Condensed Financial Information of Parent
Schedule III—Supplementary Insurance Information
Schedule IV—Reinsurance
Schedule V—Valuation and Qualifying Accounts
All other provisions for which provision is made in the applicable accounting regulation of the Securities and
Exchange Commission are not required under the related instructions or are inapplicable and therefore have been
omitted.
3. Exhibits
Exhibit
No. Description
3.1 Amended and Restated Certificate of Incorporation of ING U.S., Inc. (incorporated by reference to
Exhibit 3.2 to the Company’s Amendment No. 4 to Registration Statement on Form S-1 (File No.
333-184847) filed on April 16, 2013)
3.2 Amended and Restated By -Laws of ING U.S., Inc. (incorporated by reference to Exhibit 3.1 to the
Company’s Current Report on Form 8-K (File No. 001-35897) filed on May 7, 2013)
3.3 Certificate of Ownership and Merger (incorporated by reference to Exhibit 3.1 to the Company’s
Current Report on Form 8-K (File No. 001-35897) filed on April 7, 2014)
4.1 Form of Common Stock Certificate (incorporated by reference to Exhibit 4.2 to Amendment No. 4 to
the Company’s Registration Statement on Form S-1 (File No. 333-184847), filed on April 16, 2013)
10.01 Registration Rights Agreement, dated as of May 7, 2013 between ING U.S., Inc. and ING Groep N.V.
(incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K (File No.
001-35897) filed on May 7, 2013)
10.02 Warrant Agreement, dated as of May 7, 2013, among ING U.S., Inc., Computershare Inc. and
Computershare Trust Company, N.A. (incorporated by reference to Exhibit 99.1 to the Company’s
Current Report on Form 8-K (File No. 001-35897) filed on May 7, 2013)
10.03 Warrant issued to ING Groep N.V, dated May 7, 2013 (incorporated by reference to Exhibit 99.2 to
the Company’s Current Report on Form 8-K (File No. 001-35897) filed on May 7, 2013)
10.04 Indenture, dated as of July 13, 2012, among ING U.S., Inc., Lion Connecticut Holdings Inc. and U.S.
Bank National Association, as trustee (incorporated by reference to Exhibit 10.1 to the Company’s
Amendment No. 1 to Registration Statement on Form S-1 (File No. 333-184847) filed on January 23,
2013)
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