Voya 2014 Annual Report Download - page 156

The following table presents certain notable items that represented the volatility in Operating earnings
before income taxes for the periods indicated:
Year Ended December 31,
($ in millions) 2014 2013 2012
DAC/VOBA and other intangibles unlocking(1)(2) ............. $(30.0) $45.6 $ 5.8
Net gain from Lehman Recovery/LIHTC .................... — 12.9 —
Loss on sale of alternative investments ...................... — — (48.1)
(1) Unlocking related to the Net gain from Lehman Recovery/LIHTC is excluded from DAC/VOBA and other
intangibles unlocking for the year ended December 31, 2013 (and included in Net gain from Lehman
Recovery/LIHTC).
(2) Includes the impacts of the annual review of assumptions. See Unlocking of DAC/VOBA and other Contract
Owners/Policyholders Intangibles in Part II, Item 7. of this Annual Report on Form 10-K for further
description.
The following tables present AUM and AUA for our Retirement segment as of the dates indicated:
As of December 31,
($ in millions) 2014 2013 2012
Corporate markets ........................ $ 43,806.9 $ 40,123.7 $ 33,265.9
Tax exempt markets(1) ..................... 53,896.6 53,200.5 46,986.1
Total full service plans ................ 97,703.5 93,324.2 80,252.0
Stable value(2) ........................... 8,778.4 8,914.3 7,792.1
Retail wealth management ................. 3,211.4 2,998.4 2,427.1
Total AUM ......................... 109,693.3 105,236.9 90,471.2
AUA .................................. 244,851.2 237,777.1 213,675.5
Total AUM and AUA(1) .................... $354,544.5 $343,014.0 $304,146.7
(1) Balances as of December 31, 2014 reflect the reduction of assets transferred to reinsurer.
(2) Consists of assets where we are the investment manager.
As of December 31,
($ in millions) 2014 2013 2012
General Account(1) ........................ $ 27,716.3 $ 28,169.2 $ 27,222.6
Separate Account ......................... 59,641.9 57,654.0 49,425.4
Mutual Fund/Institutional Funds ............. 22,335.1 19,413.7 13,823.2
AUA .................................. 244,851.2 237,777.1 213,675.5
Total AUM and AUA ................. $354,544.5 $343,014.0 $304,146.7
(1) Balances as of December 31, 2014 reflect the reduction of assets transferred to reinsurer.
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