Harris Teeter 2011 Annual Report Download - page 78

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(9) Includes 9,000 shares that may be acquired upon the exercise of stock options that are currently exercisable,
as to which Mr. Spilman would have sole voting and investment power upon acquisition.
(10) Includes 10,000 shares that may be acquired upon the exercise of stock options that are currently exercisable,
as to which Mr. Warden would have sole voting and investment power upon acquisition.
(11) Includes 22,030 shares owned of record and beneficially by Mr. Woodlief, as to which he has sole voting
and investment power; 1,851 shares allocated to his RRSP account, as to which he has sole voting power,
but no investment power except to the extent diversification of such shares is permitted by the plan; 34,609
shares of restricted stock, as to which he has sole voting power, but no investment power; and 7,500
performance shares that will be settled via restricted stock within sixty days of October 31, 2011, upon the
issuance of which he will have sole voting power, but no investment power.
(12) Includes (i) 323,587 shares owned of record and beneficially as to which such persons have sole voting and
investment power; (ii) 64,298 shares that may be acquired by such persons upon the exercise of stock options
that are currently exercisable or become exercisable within sixty days of October 31, 2011, as to which such
persons would have sole voting and investment power upon acquisition; (iii) 12,000 shares as to which such
persons have shared voting and investment power; (iv) 161,203 shares of restricted stock, as to which such
persons have sole voting power, but no investment power; (v) 38,250 performance shares that will be settled
via restricted stock within sixty days of October 31, 2011, upon the issuance of which such persons will have
sole voting power, but no investment power; and (vi) 12,842 shares allocated to their respective RRSP
accounts, as to which they have sole voting power, but no investment power except to the extent diversification
of such shares is permitted by the plan.
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