Harris Teeter 2011 Annual Report Download - page 77

of termination of service as a director. As of October 31, 2011, the Company was authorized to deliver up
to 500,000 shares of Common Stock pursuant to the Deferral Plan and has delivered 20,986 shares to the
participating non-employee directors who have left the Board of Directors. Additionally there were 134,132
stock units reserved under the Deferral Plan for delivery to the current participating non-employee directors.
A more detailed discussion regarding the Deferral Plan is included elsewhere in this Proxy Statement under
the heading “Election of Directors — Directors’ Fees and Attendance”. The number of stock units that have
been credited to each of the participating non-employee directors as of October 31, 2011 is set forth herein:
Name
Stock Units
Credited Under
Deferral Plan
John R. Belk ......................................... 19,758
John P. Derham Cato ................................. 15,189
James E. S. Hynes ................................... 8,530
Anna Spangler Nelson ............................... 23,636
Bailey W. Patrick ..................................... 14,330
Robert H. Spilman, Jr. ................................ 12,105
Harold C. Stowe ..................................... 20,372
Isaiah Tidwell ........................................ 15,354
William C. Warden, Jr. ............................... 4,854
Total ............................................... 134,128*
*This sum may vary from other Deferral Plan totals
included herein due to rounding.
(3) Includes 4,000 shares that may be acquired upon the exercise of stock options that are currently exercisable,
as to which such director would have sole voting and investment power upon acquisition.
(4) Represents 12,000 shares that may be acquired upon the exercise of stock options that are currently
exercisable, as to which Mr. Cato would have sole voting and investment power upon acquisition.
(5) Includes 206,921 shares owned of record and beneficially by Thomas W. Dickson, as to which he has sole
voting and investment power; 10,991 shares allocated to his RRSP account, as to which he has sole voting
power, but no investment power except to the extent diversification of such shares is permitted by the plan;
2,200 shares held as custodian for his children, as to which he has sole voting and investment power; 71,719
shares of restricted stock, as to which he has sole voting power, but no investment power; and 17,500
performance shares that will be settled via restricted stock within sixty days of October 31, 2011, upon the
issuance of which he will have sole voting power, but no investment power.
(6) Includes 41,523 shares owned of record and beneficially by Mr. Jackson, as to which he has sole voting and
investment power and all of which are pledged by Mr. Jackson as security; 18,000 shares of restricted stock,
as to which he has sole voting power, but no investment power; 4,500 performance shares that will be settled
via restricted stock within sixty days of October 31, 2011, upon the issuance of which he will have sole voting
power, but no investment power; and 15,298 shares that may be acquired by him upon the exercise of stock
options that are currently exercisable or become exercisable within sixty days of October 31, 2011, as to which
he would have sole voting and investment power upon acquisition.
(7) Includes 14,257 shares owned of record and beneficially by Mr. Morganthall, as to which he has sole voting
and investment power; 36,875 shares of restricted stock, as to which he has sole voting power, but no
investment power; and 8,750 performance shares that will be settled via restricted stock within sixty days
of October 31, 2011, upon the issuance of which he will have sole voting power, but no investment power.
(8) Includes 15,000 shares owned of record and beneficially by Ms. Nelson as to which she has sole voting and
investment power; 4,000 shares that may be acquired upon the exercise of stock options that are currently
exercisable, as to which she would have sole voting and investment power upon acquisition; and 12,000 shares
owned by a corporation with respect to which she has shared voting and investment power and is deemed
the beneficial owner.
11