Autodesk 2010 Annual Report Download - page 69

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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information concerning the beneficial ownership of Autodesk’s
Common Stock as of March 31, 2010, for each person or entity who is known by the Company to own
beneficially more than five percent of the outstanding shares of our Common Stock, each of the Company’s
directors, each of the executive officers named in the Summary Compensation Table on page 46 and all directors
and executive officers of the Company as a group.
5% Stockholders, Directors and Officers (1)
Common Stock
Beneficially
Owned (2)
Percentage
Beneficially
Owned (3)
Principal Stockholders:
T. Rowe Price Associates, Inc.(4) ......................................... 24,077,761 10.4%
UBS Global Asset Management Americas Inc.(5) ............................ 13,144,622 5.7%
BlackRock, Inc.(6) ..................................................... 12,373,930 5.4%
Non-Employee Directors:
Crawford W. Beveridge(7) ............................................... 152,437 *
J. Hallam Dawson(8) ................................................... 298,947 *
Per-Kristian Halvorsen(9) ............................................... 107,232 *
Sean M. Maloney(10) ................................................... 59,881 *
Mary T. McDowell(11) ................................................. — *
Elizabeth A. Nelson(12) ................................................. 57,872 *
Charles J. Robel(13) .................................................... 62,008 *
Steven M. West(14) .................................................... 57,463 *
Named Executive Officers:
Carl Bass(15) ......................................................... 1,820,524 *
Mark J. Hawkins(16) ................................................... 39,459 *
George M. Bado(17) ................................................... 234,009 *
Jay Bhatt(18) ......................................................... 191,020 *
Robert L. Kross(19) .................................................... 292,821 *
All directors and executive officers as a group (19 individuals)(20) ............ 4,479,622 1.9%
* Represents less than one percent (1 percent) of the outstanding Common Stock.
(1) Unless otherwise indicated in their respective footnote, the address for each listed person is c/o Autodesk,
Inc., 111 McInnis Parkway, San Rafael, California 94903.
(2) The number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3 of
the Exchange Act, and the information is not necessarily indicative of beneficial ownership for any other
purpose. Under such rule, beneficial ownership includes any shares over which the individual or entity has
the right to acquire within 60 days of March 31, 2010 through the exercise of any stock option or other right.
Unless otherwise indicated in the footnotes, each person or entity has sole voting and investment power (or
shares such powers with his or her spouse) with respect to the shares shown as beneficially owned.
(3) The total number of shares of Common Stock outstanding as of March 31, 2010 was 231,155,010.
(4) As of December 31, 2009, the reporting date of T. Rowe Price Associates, Inc.’s most recent filing with the
SEC pursuant to Section 13(g) of the Exchange Act filed on February 12, 2010, T. Rowe Price
Associates, Inc. was deemed to have sole voting power with respect to 7,079,855 shares and sole dispositive
power with respect to 24,077,761 shares. The address of T. Rowe Price Associates, Inc. is 100 E. Pratt
Street, Baltimore, Maryland 21202.
(5) As of December 31, 2009, the reporting date of UBS Global Asset Management Americas, Inc. most recent
filing with the SEC pursuant to Section 13(g) of the Exchange Act filed on February 11, 2010, UBS Global
Asset Management was deemed to have sole voting power with respect to 10,036,645 shares and sole
dispositive power with respect to zero shares. The address of UBS Global Asset Management, Inc. is One
North Wacker Drive, Chicago, Illinois 60606.
61