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ASSURANT, INC. – 2013 Form10-K 71
PART IV
ITEM 15 Exhibits and Financial Statement Schedules
Exhibit
Number Exhibit Description
3.1 Restated Certifi cate of Incorporation of the Registrant (incorporated by reference from Exhibit 3.1 to the Registrant’s
Form 10-Q, originally fi led on August 5, 2010).
3.2 Amended and Restated By-Laws of the Registrant (incorporated by reference from Exhibit 3.1 to the Registrant’s
Form 10-Q, originally fi led on August 3, 2011).
4.1 Specimen Common Stock Certifi cate (incorporated by reference from Exhibit 4.1 to the Registrant’s Registration
Statement on Form S-1/A (File No. 333-109984) and amendments thereto, originally fi led on January 13, 2004).
4.2 Indenture, dated as of March 28, 2013, between Assurant, Inc. and U.S. Bank National Association, as trustee
(incorporated by reference from Exhibit 4.1 to the Registrant’s Form 8-K, originally fi led on March 28, 2013).
4.3 Senior Debt Indenture, dated as of February 18, 2004, between Assurant, Inc. and U.S. Bank National Association,
successor to SunTrust Bank, as trustee (incorporated by reference from Exhibit 10.27 to the Registrant’s Form 10-K,
originally fi led on March 30, 2004).
4.4 Pursuant to Item 601(b)(4)(iii) of Regulation S-K, the Registrant hereby agrees to furnish to the SEC, upon request, a copy
of any other instrument defi ning the rights of holders of long-term debt of the Registrant and its subsidiaries.
10.1 Assurant, Inc. Amended and Restated Directors Compensation Plan, effective as of January 1, 2013 (incorporated by
reference from Exhibit 10.1 to the Registrants Form 10-K, originally fi led on February 20, 2013).*
10.2 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards for Directors, effective as of January 1,
2013 (incorporated by reference from Exhibit 10.2 to the Registrants Form 10-K, originally fi led on February 20, 2013).*
10.3 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards for Directors, effective as of
January 1, 2013 (incorporated by reference from Exhibit 10.3 to the Registrants Form 10-K, originally fi led on
February 20, 2013).*
10.4 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards for Directors (incorporated by reference
from Exhibit 10.1 to the Registrant’s Form 8-K, originally fi led on July 1, 2009).*
10.5 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards to Directors (incorporated by reference
from Exhibit 10.3 to the Registrant’s Form 10-Q, originally fi led on May 5, 2010).*
10.6 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards for Directors (incorporated by reference
from Exhibit 10.1 to the Registrant’s Form 8-K, originally fi led on June 14, 2011).*
10.7 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards for Directors (incorporated by reference
from Exhibit 10.2 to the Registrant’s Form 10-Q, originally fi led on August 3, 2011).*
10.8 Form of Amendment, dated April 4, 2011, to Assurant, Inc. Restricted Stock Unit Award Agreement for Time-Based Awards for
Directors (incorporated by reference from Exhibit 10.3 to the Registrant’s Form 10-Q, originally fi led on August 3, 2011).*
10.9 Form of Directors Stock Agreement under Directors Compensation Plan (incorporated by reference from Exhibit 10.23 to
the Registrant’s Form 10-K, originally fi led on March 10, 2006).*
10.10 Form of Directors Stock Appreciation Rights Agreement under the Directors Compensation Plan (incorporated by reference
from Exhibit 10.24 to the Registrant’s Form 10-K, originally fi led on March 10, 2006).*
10.11 Form of Directors Stock Agreement under the Assurant, Inc. Long Term Equity Incentive Plan (incorporated by reference
from Exhibit 10.4 to the Registrant’s Form 10-Q, originally fi led on August 4, 2008).*
10.12 Form of Directors Stock Appreciation Rights Agreement under the Assurant, Inc. Long Term Equity Incentive Plan
(incorporated by reference from Exhibit 10.5 to the Registrant’s Form 10-Q, originally fi led on August 4, 2008).*
10.13 Assurant, Inc. 2004 Long-Term Incentive Plan (incorporated by reference from Exhibit 10.3 to the Registrant’s Registration
Statement on Form S-1/A (File No. 333-109984) and amendments thereto, originally fi led on January 13, 2004).*
10.14 Amendment No. 1 to the Assurant, Inc. 2004 Long-Term Incentive Plan (incorporated by reference from Exhibit 10.3 to the
Registrant’s Form 10-Q, originally fi led on November 14, 2005).*
10.15 Amendment No. 2 to the Assurant, Inc. 2004 Long-Term Incentive Plan (incorporated by reference from Exhibit 10.4 to the
Registrant’s Form 10-K, originally fi led on March 1, 2007).*
10.16 Amended Form of CEO/Director Delegated Authority Restricted Stock Agreement under the Assurant, Inc. 2004 Long Term
Incentive Plan, effective January 11, 2007 (incorporated by reference from Exhibit 10.6 to the Registrant’s Form 10-K,
originally fi led on March 1, 2007).*
10.17 Amended and Restated Assurant, Inc. Long Term Equity Incentive Plan, effective as of January 1, 2012 (incorporated by
reference from Exhibit 10.15 to the Registrant’s Form 10-K, originally fi led on February 23, 2012).*
10.18 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards under the Assurant, Inc. Long Term
Equity Incentive Plan (incorporated by reference from Exhibit 10.8 to the Registrant’s Form 10-K, originally fi led on
February 27, 2009).*
10.19 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Time-based Awards under the Assurant, Inc. Long
Term Equity Incentive Plan (incorporated by reference from Exhibit 10.1 to the Registrant’s Form 8-K, originally fi led on
March 16, 2009).*
10.20 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Performance-based Awards under the Assurant, Inc.
Long Term Equity Incentive Plan (incorporated by reference from Exhibit 10.9 to the Registrant’s Form 10-K, originally
fi led on February 27, 2009).*
10.21 Form of Assurant, Inc. Restricted Stock Unit Award Agreement for Performance-based Awards under the Assurant, Inc.
Long Term Equity Incentive Plan (incorporated by reference from Exhibit 10.1 to the Registrant’s Form 8-K, originally fi led
on March 16, 2010).*