Assurant 2013 Annual Report Download - page 13
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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-K
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fi scal year ended December 31, 2013
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to __________
Commission fi le number 001-31978
ASSURANT, INC.
(Exact name of registrant as specifi ed in its charter)
DELAWARE 39-1126612
(State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identifi cation No.)
One Chase Manhattan Plaza, 41st Floor, New York, New York 10005
(Address of Principal Executive Offi ces) (Zip Code)
(212) 859-7000
(Registrant’s telephone number, including area code)
SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT:
Title of Each Class Name of Each Exchange on Which Registered
Common Stock, $0.01 Par Value New York Stock Exchange
SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT:
NONE
Indicate by check mark YES NO
•if the registrant is a well-known seasoned issuer, as defi ned in Rule 405 of the Securities Act.
•if the registrant is not required to fi le reports pursuant to Section 13 or Section 15(d) of the Act.
•
Note—Checking the box above will not relieve any registrant required to fi le reports pursuant to Section 13 or 15(d) of the Exchange
Act from their obligations under those Sections.
•
whether the registrant (1) has fi led all reports required to be fi led by Section 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was
required to fi le such reports), and (2) has been subject to such fi ling requirements for the past 90 days.
•
whether the registrant has submitted electronically and posted on its corporate Website, if any, every
Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T
(§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant
was required to submit and post such fi les).
•
if disclosure of delinquent fi lers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter)
is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in
defi nitive proxy or information statements incorporated by reference in Part III of this Form 10-K or
any amendment to this Form 10-K.
•
whether the registrant is a large accelerated fi ler, an accelerated fi ler, a non-accelerated fi ler, or smaller reporting company. See the
defi nitions of “large accelerated fi ler,” “accelerated fi ler” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated fi ler Accelerated fi ler Non-accelerated fi ler
(Do not check if a smaller reporting company)
Smaller reporting company
•whether the registrant is a shell company (as defi ned in Rule 12b-2 of the Act).
The aggregate market value of the Common Stock held by non-affi liates of the registrant was $3,776 million at June 30, 2013
based on the closing sale price of $50.91 per share for the common stock on such date as traded on the New York
Stock Exchange.
The number of shares of the registrant’s Common Stock outstanding at February 14, 2014 was 71,642,824.
DOCUMENTS INCORPORATED BY REFERENCE
Certain information contained in the defi nitive proxy statement for the annual meeting of stockholders to be held on
May 8, 2014 (2014 Proxy Statement) is incorporated by reference into Part III hereof.