Ameriprise 2010 Annual Report Download - page 147
Download and view the complete annual report
Please find page 147 of the 2010 Ameriprise annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.-
1 -
2
-
3
-
4
-
5
-
6
-
7
-
8
-
9
-
10
-
11
-
12
-
13
-
14
-
15
-
16
-
17
-
18
-
19
-
20
-
21
-
22
-
23
-
24
-
25
-
26
-
27
-
28
-
29
-
30
-
31
-
32
-
33
-
34
-
35
-
36
-
37
-
38
-
39
-
40
-
41
-
42
-
43
-
44
-
45
-
46
-
47
-
48
-
49
-
50
-
51
-
52
-
53
-
54
-
55
-
56
-
57
-
58
-
59
-
60
-
61
-
62
-
63
-
64
-
65
-
66
-
67
-
68
-
69
-
70
-
71
-
72
-
73
-
74
-
75
-
76
-
77
-
78
-
79
-
80
-
81
-
82
-
83
-
84
-
85
-
86
-
87
-
88
-
89
-
90
-
91
-
92
-
93
-
94
-
95
-
96
-
97
-
98
-
99
-
100
-
101
-
102
-
103
-
104
-
105
-
106
-
107
-
108
-
109
-
110
-
111
-
112
-
113
-
114
-
115
-
116
-
117
-
118
-
119
-
120
-
121
-
122
-
123
-
124
-
125
-
126
-
127
-
128
-
129
-
130
-
131
-
132
-
133
-
134
-
135
-
136
-
137 -
138 -
139 -
140 -
141 -
142 -
143 -
144 -
145 -
146 -
147 -
148 -
149 -
150 -
151 -
152 -
153 -
154 -
155 -
156 -
157 -
158
-
159
-
160
-
161
-
162
-
163
-
164
-
165
-
166
-
167
-
168
-
169
-
170
-
171
-
172
-
173
-
174
-
175
-
176
-
177
-
178
-
179
-
180
-
181
-
182
-
183
-
184
-
185
-
186
-
187
-
188
-
189
-
190
-
191
-
192
-
193
-
194
-
195
-
196
 |
 |
Securities sold not yet purchased include highly liquid investments which are short-term in nature. Level 1 securities
include U.S. Treasuries and securities traded in active markets. The remaining securities sold not yet purchased are
measured using amortized cost, which is a reasonable estimate of fair value because of the short time between the
purchase of the instrument and its expected realization and are classified as Level 2.
The following tables present the balances of assets and liabilities of Ameriprise Financial measured at fair value on a
recurring basis:
December 31, 2010
Level 1 Level 2 Level 3 Total
(in millions)
Assets
Cash equivalents $ 42 $ 2,496 $ — $ 2,538
Available-for-Sale securities:
Corporate debt securities — 15,281 1,325 16,606
Residential mortgage backed securities — 3,011 4,247 7,258
Commercial mortgage backed securities — 4,817 51 4,868
Asset backed securities — 1,544 476 2,020
State and municipal obligations — 1,582 — 1,582
U.S. government and agencies obligations 64 79 — 143
Foreign government bonds and obligations — 108 — 108
Common and preferred stocks 2 3 5 10
Other debt obligations — 24 — 24
Total Available-for-Sale securities 66 26,449 6,104 32,619
Trading securities:
Seed money 133 71 19 223
Investments segregated for regulatory purposes 2 14 — 16
Fixed income trading — 323 — 323
Total trading securities 135 408 19 562
Separate account assets — 68,330 — 68,330
Other assets:
Interest rate derivatives — 438 — 438
Equity derivatives 32 420 — 452
Credit derivatives — 4 — 4
Other 1 2 — 3
Total other assets 33 864 — 897
Total assets at fair value $ 276 $ 98,547 $ 6,123 $ 104,946
Liabilities
Future policy benefits and claims:
EIA embedded derivatives $ — $ 3 $ — $ 3
GMWB and GMAB embedded derivatives — — 421 421
Total future policy benefits and claims — 3 421 424
Customer deposits — 14 — 14
Other liabilities:
Interest rate derivatives 1 378 — 379
Equity derivatives 18 722 — 740
Credit derivatives — 1 — 1
Other — 3 — 3
Total other liabilities 19 1,104 — 1,123
Total liabilities at fair value $ 19 $ 1,121 $ 421 $ 1,561
131