INTL FCStone 2014 Annual Report Download - page 91

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INTL FCSTONE INC. Form 10K 75
PART II
ITEM 8 Financial Statements and Supplementary Data
(in millions)
September 30, 2013
Level 1 Level 2 Level 3
Netting and
Collateral(1) Total
ASSETS:
Money market funds $ 0.1 $ — $ — $ — $ 0.1
Certificate of deposits 2.9 — — — 2.9
Unrestricted cash equivalents 3.0 — — — 3.0
Money market funds 75.0 — — — 75.0
Commodities warehouse receipts 13.1 — — — 13.1
U.S. government obligations — 19.5 — — 19.5
Securities and other assets segregated under federal
and other regulations 88.1 19.5 — — 107.6
Money market funds 841.4 — — — 841.4
U.S. government obligations — 594.8 — — 594.8
Mortgage-backed securities — 5.3 — — 5.3
Derivatives 2,263.2 — — (2,333.0) (69.8)
Deposits and receivables from exchange-clearing
organizations 3,104.6 600.1 — (2,333.0) 1,371.7
Deposits and receivables from broker-dealers, clearing
organizations and counterparties - derivatives 1.8 0.2 — (15.1) (13.1)
Common and preferred stock and American Depositary
Receipts (“ADRs”) 49.3 19.8 0.7 — 69.8
Exchangeable foreign ordinary equities and ADRs 36.7 — — — 36.7
Corporate and municipal bonds 0.1 — 3.5 — 3.6
U.S. government obligations — 0.3 — — 0.3
Foreign government obligations 7.7 — — — 7.7
Derivatives 173.6 440.6 — (592.3) 21.9
Commodities leases — 56.1 — (50.0) 6.1
Commodities warehouse receipts 4.0 — — — 4.0
Exchange firm common stock 4.4 — — — 4.4
Mutual funds and other 4.0 — — — 4.0
Financial instruments owned 279.8 516.8 4.2 (642.3) 158.5
Total assets at fair value $ 3,477.3 $ 1,136.6 $ 4.2 $ (2,990.4) $ 1,627.7
LIABILITIES:
Accounts payable and other accrued liabilities -
contingent liabilities $ — $ — $ 9.6 $ — $ 9.6
Payable to customers - derivatives 2,328.2 — — (2,328.2) —
Common and preferred stock and ADRs 82.9 16.6 — — 99.5
Exchangeable foreign ordinary equities and ADRs 8.7 — — — 8.7
Derivatives 174.0 473.2 — (616.5) 30.7
Commodities leases — 85.5 — (44.5) 41.0
Financial instruments sold, not yet purchased 265.6 575.3 — (661.0) 179.9
Total liabilities at fair value $ 2,593.8 $ 575.3 $ 9.6 $ (2,989.2) $ 189.5
(1) Represents cash collateral and the impact of netting across the levels of the fair value hierarchy. Netting among positions classified within the same level are included in
that level.
Realized and unrealized gains and losses are included in ‘trading gains, net’ in the consolidated income statements.