INTL FCStone 2014 Annual Report Download - page 129

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INTL FCSTONE INC. Form 10K 113
PART III
ITEM 14 Principal Accountant Fees and Services
ITEM 12 Security Ownership of Certain Beneficial
Owners and Management and Related
Stockholder Matters
We will include information relating to security ownership of
certain beneficial owners of our common stock and information
relating to the security ownership of our management in the
2015 Proxy Statement and is incorporated herein by reference.
The following table provides information generally as of
September 30, 2014, the last day of fiscal 2014, regarding
securities to be issued on exercise of stock options, and securities
remaining available for issuance under our equity compensation
plans that were in effect during fiscal 2014.
Plan Category
Number of securities to
be issued upon exercise
of outstanding options,
warrants and rights
Weighted average
exercise price of
outstanding options,
warrants and rights
Number of securities
remaining available for
future issuance under equity
compensation plans
Equity compensation plans approved by stockholders 1,578,056 $ 25.38 913,500
Equity compensation plans not approved by stockholders — — —
Total 1,578,056 $ 25.38 913,500
ITEM 13 Certain Relationships and Related
Transactions, and Director Independence
We will include information regarding certain relationships and related transactions and director independence in the 2015 Proxy
Statement and is incorporated herein by reference.
ITEM 14 Principal Accountant Fees and Services
Information regarding principal accountant fees and services will be included in the 2015 Proxy Statement and is incorporated
herein by reference.