INTL FCStone 2014 Annual Report Download - page 72

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INTL FCSTONE INC. Form 10K56
PART II
ITEM 8 Financial Statements and Supplementary Data
Consolidated Balance Sheets
(in millions, except par value and share amounts)
September 30, 2014 September 30, 2013
ASSETS
Cash and cash equivalents $ 231.3 $ 156.1
Cash, securities and other assets segregated under federal and other regulations (including
$15.3 and $107.6 at fair value at September 30, 2014 and September 30, 2013 respectively) 448.0 449.4
Deposits with and receivables from:
Exchange-clearing organizations (including $1,255.4 and $1,371.7 at fair value at
September 30, 2014 and September 30, 2013, respectively) 1,731.4 1,576.6
Broker-dealers, clearing organizations and counterparties (including $(1.1) and $(13.1) at
fair value at September 30, 2014 and September 30, 2013, respectively) 123.0 168.3
Receivable from customers, net 55.6 93.3
Notes receivable, net 65.2 37.4
Income taxes receivable 10.8 15.5
Financial instruments owned, at fair value 197.9 158.5
Physical commodities inventory 40.0 59.0
Deferred income taxes, net 32.0 25.5
Property and equipment, net 15.9 17.5
Goodwill and intangible assets, net 58.0 59.1
Other assets 30.6 31.8
Total assets $ 3,039.7 $ 2,848.0
LIABILITIES AND EQUITY
Liabilities:
Accounts payable and other accrued liabilities (including $5.5 and $9.6 at fair value at
September 30, 2014 and September 30, 2013) $ 114.1 $ 114.0
Payable to:
Customers 2,228.7 2,091.8
Broker-dealers, clearing organizations and counterparties 11.9 17.0
Lenders under loans 22.5 61.0
Senior unsecured notes 45.5 45.5
Income taxes payable 7.6 3.4
Financial instruments sold, not yet purchased, at fair value 264.0 179.9
Total liabilities 2,694.3 2,512.6
Commitments and contingencies (Note 11)
Stockholders’ equity:
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding — —
Common stock, $0.01 par value. Authorized 30,000,000 shares; 19,826,635 issued and
18,883,662 outstanding at September 30, 2014 and 19,638,330 issued and 19,209,157
outstanding at September 30, 2013 0.2 0.2
Common stock in treasury, at cost - 942,973 shares at September 30, 2014 and 429,173
shares at September 30, 2013 (17.5) (7.8)
Additional paid-in capital 229.6 224.0
Retained earnings 144.7 125.4
Accumulated other comprehensive loss, net (11.6) (6.4)
Total stockholders’ equity 345.4 335.4
Total liabilities and stockholders’ equity $ 3,039.7 $ 2,848.0
See accompanying notes to consolidated financial statements.