eTrade 2005 Annual Report Download - page 209

Table of Contents
ITEM9.CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE
Not applicable.
ITEM9A.CONTROLS AND PROCEDURES
(
a
)
Our Chief Executive Officer and our Chief Financial Officer, after evaluating the effectiveness of the Company’s “disclosure
controls and procedures” (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934 as amended) at
December31, 2005, have concluded that our disclosure controls and procedures are effective and are designed to ensure that the
information the Company is required to disclose is recorded, processed, summarized and reported within the necessary time
periods.
(
b
)
Our Chief Executive Officer and Chief Financial Officer have evaluated the changes to the Company’s internal control over
financial reporting that occurred during our fiscal year ended December31, 2005, as required by paragraph (d)Rules 13a-15 and
15d-15 under the Securities Exchange Act of 1934, as amended, and have concluded that there were no such changes that
materially affected or are reasonably likely to materially affect the Company’s internal control over financial reporting.
ITEM9B.OTHER INFORMATION
Not applicable.
PART III
The Company’s Proxy Statement for its Annual Meeting of Shareholders, to be held May 25, 2006 which, when filed pursuant to
Regulation 14A under the Securities Exchange Act of 1934, will be incorporated by reference in this Annual Report on Form 10-K
pursuant to General Instruction G(3) of Form 10-K, provides the information required under Part III (Items 10, 11, 12, 13 and 14.)
PART IV
ITEM15.EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(
a
)
The following documents are filed as part of this report:
Consolidated Financial Statements and Financial Statement Schedules
Consolidated Financial Statement Schedules have been omitted because the required information is not present, or not present in
amounts, sufficient to require submission of the schedules or because the required information is provided in the Consolidated
Financial Statements or Notes thereto.
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2006. EDGAR Online, Inc.