eTrade 2000 Annual Report Download - page 104

(1) The results of operations for ETFC for the quarter ended December 31, 1998 are included in both the
first quarter of fiscal 1999 and the fourth quarter of fiscal 1998.
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ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL
DISCLOSURE
Not applicable.
PART III
The Company’ s Proxy Statement for its Annual Meeting of Shareowners, to be held December 21, 2000, which, when filed pursuant
to Regulation 14A under the Securities Exchange Act of 1934, will be incorporated by reference in this Annual Report on Form 10-K
pursuant to General Instruction G(3) of Form 10-K, provides the information required under Part III (Items 10, 11, 12 and 13), except
for the information with respect to the Company’ s executive officers who are not directors, which is included in “Item 1.
Business—Executive Officers of the Registrant.”
PART IV
ITEM 14. EXHIBITS, CONSOLIDATED FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K.
(a)The following documents are filed as part of this report:
Consolidated Financial Statements and Financial Statement Schedules
See “Item 8. Consolidated Financial Statements and Supplementary Data”
(b)Reports on Form 8-K
On July 18, 2000, the Company filed a Current Report on Form 8-K to report the announcement of an agreement to acquire VERSUS
Technologies, Inc., a Canadian based provider of electronic securities. In connection with this transaction, the Company agreed to
acquire all of the outstanding ordinary shares of VERSUS in exchange for an aggregate of $174 million worth of the Company’ s
common stock, with VERSUS to become a wholly-owned subsidiary of the Company.
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Exhibit
Number
Description
2.1 Agreement and Plan of Acquisition and Reorganization as of May 31, 1999 by and among the
Registrant,
Turbo Acquisition Corp. and Telebanc Financial Corporation (incorporated by reference to Exhibit 2.1
of
the Company’ s Registration Statement on Form S-4, Registration Statement No. 333-91467).
2.2 Merger Agreement made as of June 14, 2000 between the Company, 3045157 Nova Scotia Company,
EGI
Canada Corporation, Versus Technologies Inc., Versus Brokerage Services Inc., Versus Brokerage
Services (U.S.) Inc. and Fairvest Securities Corporation (incorporated by reference to Exhibit 2.1 of the
Company’ s Registration Statement on Form S-3, Registration Statement No. 333-41628).
*3.1 Fourth Amended and Restated Certificate of Incorporation.
3.2 Certificate of Designation of Series A Preferred Stock of the Company (incorporated by reference to
Exhibit 4.2 of Amendment No. 1 to the Company’ s Registration Statement on Form S-3, Registration
Statement No. 333-41628).
*3.3 Restated Bylaws of the Registrant.
4.1 Specimen of Common Stock Certificate (Incorporated by reference to Exhibit 4.1 of the Company’ s
Registration Statement on Form S-1, Registration Statement No. 333-05525.)
4.2 Reference is hereby made to Exhibits 3.1, 3.2 and 3.3.
2002. EDGAR Online, Inc.