US Bank 2006 Annual Report Download - page 118

the prior approval of the Federal Reserve Board, if such The Company will provide a copy of any Replacement
approval is then required by the Federal Reserve Board or, Capital Covenant to a holder of the relevant Covered Debt
in the case of the Exchangeable Preferred Stock, the upon request made to the Investor Relations contact listed
approval of the Office of the Comptroller of the Currency. inside the back cover of this Annual Report and Form 10-K.
The following table identifies the (i) closing date for each transaction, (ii) issuer, (iii) series of Capital Securities, Preferred
Stock or Exchangeable Preferred Stock issued in the relevant transaction, (iv) Other Securities, if any, and (v) applicable
Covered Debt.
Closing Capital Securities or
Date Issuer Preferred Stock Other Securities Covered Debt
12/29/05 USB Capital USB Capital VIII’s U.S. Bancorp’s $375,000,000 U.S. Bancorp’s 4.50%
VIII and U.S. $375,000,000 6.35% Trust 6.35% Income Capital Medium-Term Notes, Series P
Bancorp Preferred Securities Obligation Notes due 2066 (CUSIP No. 91159HGJ3)
3/17/06 USB Capital IX USB Capital IX’s (i) U.S. Bancorp’s U.S. Bancorp’s 5.875% junior
and U.S. $1,250,000,000 of Remarketable Junior subordinated debentures due
Bancorp 6.189% Fixed-to-Floating Subordinated Notes and 2035, underlying the 5.875%
Rate Normal Income Trust (ii) Stock Purchase Contract trust preferred securities of
Securities to Purchase U.S. Bancorp’s USB Capital VII (Cusip No.
Series A Non-Cumulative 903301208)
Perpetual Preferred Stock
3/27/06 U.S. Bancorp U.S. Bancorp’s 40,000,000 Not Applicable U.S. Bancorp’s 5.875% junior
Depositary Shares ($25 per subordinated debentures due
Depositary Share) each 2035, underlying the 5.875%
representing a 1/1000th trust preferred securities of
interest in a share of USB Capital VII (CUSIP No.
Series B Non-Cumulative 903301208)
Preferred Stock
4/12/06 USB Capital X USB Capital X’s U.S. Bancorp’s 6.50% U.S. Bancorp’s 5.875% junior
and U.S. $500,000,000 6.50% Trust Income Capital Obligation subordinated debentures due
Bancorp Preferred Securities Notes due 2066 2035, underlying the 5.875%
trust preferred securities of
USB Capital VII (CUSIP No.
903301208)
8/30/06 USB Capital XI USB Capital XI’s U.S. Bancorp’s 6.60% U.S. Bancorp’s 5.875% junior
and U.S. $765,000,000 6.60% Trust Income Capital Obligation subordinated debentures due
Bancorp Preferred Securities Notes due 2066 2035, underlying the 5.875%
trust preferred securities of
USB Capital VII (CUSIP No.
903301208)
12/22/06 USB Realty USB Realty Corp.’s 5,000 Not applicable U.S. Bancorp’s 5.875% junior
Corp.(a) and shares of Fixed-Floating- subordinated debentures due
U.S. Bancorp Rate Exchangeable Non- 2035, underlying 5.875%
cumulative Perpetual trust preferred securities of
Series A Preferred Stock USB Capital VII (CUSIP No.
exchangeable for shares of 903301208)
U.S. Bancorp’s Series C
Non-cumulative Perpetual
Preferred Stock(b)
2/1/07 USB Capital USB Capital XII’s U.S. Bancorp’s 6.30% U.S. Bancorp’s 5.875% junior
XII and U.S. $500,000,000 6.30% Trust Income Capital Obligation subordinated debentures due
Bancorp Preferred Securities Notes due 2066 2035, underlying the 5.875%
trust preferred securities of
USB Capital VII (CUSIP No.
903301208)
(a) USB Realty Corp. is an indirect subsidiary of U.S. Bank National Association.
(b) Under certain circumstances, upon the direction of the Office of the Comptroller of the Currency, each share of USB Realty Corp.’s Series A Preferred Stock will be automatically
exchanged for one share of the U.S. Bancorp’s Series C Non-cumulative Perpetual Preferred Stock.
116 U.S. BANCORP