Southwest Airlines 2004 Annual Report Download - page 27

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Item 4. Submission of Matters to a Vote of Security Holders
None to be reported.
EXECUTIVE OFFICERS OF THE REGISTRANT
The executive oÇcers of Southwest, their positions, and their respective ages (as of January 1, 2005) are as
follows:
Name Position Age
Herbert D. Kelleher ÏÏÏÏÏÏÏÏÏÏÏÏ Chairman of the Board 73
Gary C. Kelly ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ Vice Chairman of the Board and Chief Executive OÇcer 49
Colleen C. Barrett ÏÏÏÏÏÏÏÏÏÏÏÏÏÏ Director, President and Secretary 60
Donna D. Conover ÏÏÏÏÏÏÏÏÏÏÏÏÏ Executive Vice President Ì Customer Operations 51
James C. Wimberly ÏÏÏÏÏÏÏÏÏÏÏÏÏ Executive Vice President Ì Aircraft Operations 51
Laura WrightÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ Senior Vice President Ì Finance and Chief Financial
OÇcer 44
Joyce C. Rogge ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ Senior Vice President Ì Marketing 47
Executive oÇcers are elected annually at the Ñrst meeting of Southwest's Board of Directors following the annual
meeting of shareholders or appointed by the Chief Executive OÇcer pursuant to Board authorization. Each of the
above individuals has worked for Southwest Airlines Co. for more than the past Ñve years.
PART II Recent Sales of Unregistered Securities
During 2004, Herbert D. Kelleher, Chairman of
Item 5. Market for Registrant's Common Equity,
the Board, exercised unregistered options to purchase
Related Stockholder Matters, and Issuer
Southwest Common Stock as follows:
Purchases of Equity Securities
Number of Shares Exercise Date of Date of
Southwest's common stock is listed on the New Purchased Price Exercise Option Grant
York Stock Exchange and is traded under the symbol 176,170ÏÏÏÏÏÏÏÏÏ $4.64 10/14/04 01/01/96
LUV. The high and low sales prices of the common 323,830ÏÏÏÏÏÏÏÏÏ $1.00 10/14/04 01/01/96
stock on the Composite Tape and the quarterly divi-
900,000ÏÏÏÏÏÏÏÏÏ $4.64 12/14/04 01/01/96
dends per share paid on the common stock were:
Period Dividend High Low The issuance of the above options and shares to
2004 Mr. Kelleher were deemed exempt from the registration
provisions of the Securities Act of 1933, as amended
1st Quarter ÏÏÏÏÏÏÏ $0.00450 $16.60 $12.88
(the ""Securities Act''), by reason of the provision of
2nd QuarterÏÏÏÏÏÏÏ 0.00450 17.06 13.56 Section 4(2) of the Securities Act because, among
3rd Quarter ÏÏÏÏÏÏÏ 0.00450 16.85 13.18 other things, of the limited number of participants in
4th Quarter ÏÏÏÏÏÏÏ 0.00450 16.74 13.45 such transactions and the agreement and representation
2003 of Mr. Kelleher that he was acquiring such securities for
1st Quarter ÏÏÏÏÏÏÏ $0.00450 $15.33 $11.72 investment and not with a view to distribution thereof.
The certiÑcates representing the shares issued to
2nd QuarterÏÏÏÏÏÏÏ 0.00450 17.70 14.09
Mr. Kelleher contain a legend to the eÅect that such
3rd Quarter ÏÏÏÏÏÏÏ 0.00450 18.99 15.86 shares are not registered under the Securities Act and
4th Quarter ÏÏÏÏÏÏÏ 0.00450 19.69 15.30 may not be transferred except pursuant to a registration
As of December 31, 2004, there were statement which has become eÅective under the Securi-
11,896 holders of record of the Company's common ties Act or to an exemption from such registration. The
stock. issuance of such shares was not underwritten.
9