Autodesk 2009 Annual Report Download - page 64

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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information concerning the beneficial ownership of Autodesk’s
Common Stock as of March 31, 2009, for each person or entity who is known by the Company to own
beneficially more than five percent of the outstanding shares of our Common Stock, each of the Company’s
directors, each of the executive officers named in the Summary Compensation Table on page 35 and all directors
and executive officers of the Company as a group.
5% Stockholders, Directors and Officers (1)
Common Stock
Beneficially
Owned (2)
Percentage
Beneficially
Owned (3)
Principal Stockholders:
T. Rowe Price Associates, Inc.(4) ......................................... 31,370,830 13.8%
Barclays Global Investors, NA, et al(5) ..................................... 16,628,505 7.3%
Capital World Investors(6) ............................................... 15,450,000 6.8%
The Growth Fund of America, Inc.(7) ...................................... 13,007,300 5.7%
ClearBridge Advisors, LLC, et al(8) ....................................... 11,601,120 5.1%
Non-Employee Directors:
Mark A. Bertelsen(9) ................................................... 148,854 *
Crawford W. Beveridge(10) .............................................. 134,937 *
J. Hallam Dawson(11) .................................................. 274,929 *
Per-Kristian Halvorsen(12) .............................................. 89,365 *
Sean M. Maloney(13) ................................................... 19,363 *
Elizabeth A. Nelson(13) ................................................. 19,363 *
Charles J. Robel(13) .................................................... 20,151 *
Steven M. West(13) .................................................... 18,418 *
Named Executive Officers:
Carl Bass(14) ......................................................... 1,305,801 *
Carol A. Bartz(15) ..................................................... 2,239,964 *
Alfred J. Castino ....................................................... 20,639 *
George M. Bado(16) ................................................... 157,201 *
Jan Becker(17) ........................................................ 277,689 *
All directors and executive officers as a group (20 individuals)(18) ............... 5,594,133 2.4%
* Represents less than one percent (1 percent) of the outstanding Common Stock.
(1) Unless otherwise indicated in their respective footnote, the address for each listed person is c/o Autodesk,
Inc., 111 McInnis Parkway, San Rafael, California 94903.
(2) The number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3 of
the Exchange Act, and the information is not necessarily indicative of beneficial ownership for any other
purpose. Under such rule, beneficial ownership includes any shares over which the individual or entity has
the right to acquire within 60 days of March 31, 2009 through the exercise of any stock option or other right.
Unless otherwise indicated in the footnotes, each person or entity has sole voting and investment power (or
shares such powers with his or her spouse) with respect to the shares shown as beneficially owned.
(3) The total number of shares of Common Stock outstanding as of March 31, 2009 was 228,123,684.
(4) As of December 31, 2008, the reporting date of T. Rowe Price Associates, Inc.’s most recent filing with the
SEC pursuant to Section 13(g) of the Exchange Act filed on February 11, 2009, T. Rowe Price
Associates, Inc. is deemed to have sole voting power with respect to 9,896,504 shares and sole dispositive
power with respect to 31,320,730 shares. The address of T. Rowe Price Associates, Inc. is 100 E. Pratt
Street, Baltimore, Maryland 21202.
(5) As of December 31, 2008, the reporting date of Barclays Global Investors, NA, and certain related entities
most recent filing with the SEC pursuant to Section 13(g) of the Exchange Act filed on February 5, 2009,
(i) 10,709,875 shares were beneficially owned by Barclays Global Investors, NA, (ii) 3,377,051 shares were
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