Ameriprise 2015 Annual Report Download - page 158
Download and view the complete annual report
Please find page 158 of the 2015 Ameriprise annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.-
1 -
2
-
3
-
4
-
5
-
6
-
7
-
8
-
9
-
10
-
11
-
12
-
13
-
14
-
15
-
16
-
17
-
18
-
19
-
20
-
21
-
22
-
23
-
24
-
25
-
26
-
27
-
28
-
29
-
30
-
31
-
32
-
33
-
34
-
35
-
36
-
37
-
38
-
39
-
40
-
41
-
42
-
43
-
44
-
45
-
46
-
47
-
48
-
49
-
50
-
51
-
52
-
53
-
54
-
55
-
56
-
57
-
58
-
59
-
60
-
61
-
62
-
63
-
64
-
65
-
66
-
67
-
68
-
69
-
70
-
71
-
72
-
73
-
74
-
75
-
76
-
77
-
78
-
79
-
80
-
81
-
82
-
83
-
84
-
85
-
86
-
87
-
88
-
89
-
90
-
91
-
92
-
93
-
94
-
95
-
96
-
97
-
98
-
99
-
100
-
101
-
102
-
103
-
104
-
105
-
106
-
107
-
108
-
109
-
110
-
111
-
112
-
113
-
114
-
115
-
116
-
117
-
118
-
119
-
120
-
121
-
122
-
123
-
124
-
125
-
126
-
127
-
128
-
129
-
130
-
131
-
132
-
133
-
134
-
135
-
136
-
137
-
138
-
139
-
140
-
141
-
142
-
143
-
144
-
145
-
146
-
147
-
148 -
149 -
150 -
151 -
152 -
153 -
154 -
155 -
156 -
157 -
158 -
159 -
160 -
161 -
162 -
163 -
164 -
165 -
166 -
167 -
168 -
169
-
170
-
171
-
172
-
173
-
174
-
175
-
176
-
177
-
178
-
179
-
180
-
181
-
182
-
183
-
184
-
185
-
186
-
187
-
188
-
189
-
190
-
191
-
192
-
193
-
194
-
195
-
196
-
197
-
198
-
199
-
200
-
201
-
202
-
203
-
204
-
205
-
206
-
207
-
208
-
209
-
210
 |
 |
The following tables provide a summary of changes in Level 3 assets and liabilities of Ameriprise Financial measured at fair
value on a recurring basis:
Available-for-Sale Securities
Residential Commercial
Corporate Mortgage Mortgage Asset
Debt Backed Backed Backed Common Trading
Securities Securities Securities Securities Stocks Total Securities
(in millions)
Balance, January 1, 2015 $ 1,518 $ 206 $ 91 $ 169 $ 6 $ 1,990 $ 1
Total gains (losses) included in:
Net income (2) — — 1 — (1)(1) (1)(1)
Other comprehensive loss (21) (2) — (2) — (25) —
Purchases 189 334 41 72 — 636 —
Settlements (248) (55) (7) (22) — (332) —
Transfers into Level 3 — — 6 14 — 20 —
Transfers out of Level 3 (11) (265) (128) (70) (1) (475) —
Balance, December 31, 2015 $ 1,425 $ 218 $ 3 $ 162 $ 5 $ 1,813 $ —
Changes in unrealized gains (losses) relating to
assets held at December 31, 2015 included
in:
Net investment income $ (2) $ — $ — $ 1 $ — $ (1) $ —
(1) Included in net investment income in the Consolidated Statements of Operations.
Policyholder Account Balances,
Future Policy Benefits and Claims
GMWB and
IUL GMAB
Embedded Embedded
Derivatives Derivatives Total
(in millions)
Balance, January 1, 2015 $ 242 $ 479 $ 721
Total losses included in:
Net income 27(1) 105(2) 132
Issues 114 271 385
Settlements (19) (4) (23)
Balance, December 31, 2015 $ 364 $ 851 $ 1,215
Changes in unrealized losses relating to liabilities held at December 31, 2015 included in:
Interest credited to fixed accounts $ 27 $ — $ 27
Benefits, claims, losses and settlement expenses — 127 127
(1) Included in interest credited to fixed accounts in the Consolidated Statements of Operations.
(2) Included in benefits, claims, losses and settlement expenses in the Consolidated Statements of Operations.
Available-for-Sale Securities
Residential Commercial
Corporate Mortgage Mortgage Asset
Debt Backed Backed Backed Common Trading
Securities Securities Securities Securities Stocks Total Securities
(in millions)
Balance, January 1, 2014 $ 1,640 $ 187 $ 30 $ 260 $ 6 $ 2,123 $ 2
Total gains (losses) included in:
Net income (1) (1) 1 1 — —(1) —
Other comprehensive income (2) — (2) 2 (1) (3) —
Purchases 213 399 59 32 1 704 1
Sales (18) — — — — (18) (2)
Settlements (306) (24) (1) (11) — (342) —
Transfers into Level 3 — — 78 — 1 79 —
Transfers out of Level 3 (8) (355) (74) (115) (1) (553) —
Balance, December 31, 2014 $ 1,518 $ 206 $ 91 $ 169 $ 6 $ 1,990 $ 1
Changes in unrealized gains (losses) relating to
assets held at December 31, 2014 included
in:
Net investment income $ (1) $ — $ 1 $ 1 $ — $ 1 $ —
(1) Included in net investment income in the Consolidated Statements of Operations.
136