Ameriprise 2015 Annual Report Download - page 137
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Corporate
Debt Common Syndicated Other
Securities Stocks Loans Assets Debt
(in millions)
Balance, January 1, 2014 $ 2 $ 14 $ 368 $ 1,936 $ (4,804)
Total gains (losses) included in:
Net income 1(1) 1(1) 2(1) 421(2) (34)(1)
Other comprehensive income — — — (175) —
Purchases 2 — 417 289 —
Sales (9) (2) (42) (547) —
Issues — — — — (1,670)
Settlements — — (100) — 478
Transfers into Level 3 10 13 551 11 —
Transfers out of Level 3 (6) (19) (712) — —
Balance, December 31, 2014 $ — $ 7 $ 484 $ 1,935 $ (6,030)
Changes in unrealized gains (losses) included in income relating
to assets and liabilities held at December 31, 2014 $ — $ — $ (3)(1) $ 362(2) $1
(1)
(1) Included in net investment income in the Consolidated Statements of Operations.
(2) Included in other revenues in the Consolidated Statements of Operations.
Corporate
Debt Common Syndicated Other
Securities Stocks Loans Assets Debt
(in millions)
Balance, January 1, 2013 $ 3 $ 14 $ 202 $ 1,214 $ (4,450)
Total gains (losses) included in:
Net income — 1(1) (1)(1) 81(2) (53)(1)
Other comprehensive loss — — — 39 —
Purchases 1 — 417 689 —
Sales (1) (3) (63) (86) —
Issues — — — — (1,330)
Settlements (1) — (51) — 1,029
Transfers into Level 3 — 21 320 8 —
Transfers out of Level 3 — (19) (456) (9) —
Balance, December 31, 2013 $ 2 $ 14 $ 368 $ 1,936 $ (4,804)
Changes in unrealized gains (losses) included in income relating
to assets and liabilities held at December 31, 2013 $ — $ (2)(1) $(2)
(1) $67
(2) $ (25)(1)
(1) Included in net investment income in the Consolidated Statements of Operations.
(2) Included in other revenues in the Consolidated Statements of Operations.
Securities and loans transferred from Level 2 to Level 3 represent assets with fair values that are now based on a single
non-binding broker quote. Securities and loans transferred from Level 3 to Level 2 represent assets with fair values that
are now obtained from a third party pricing service with observable inputs or priced in active markets. During the reporting
periods, there were no transfers between Level 1 and Level 2.
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