eTrade 2002 Annual Report Download - page 3

Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule12b-2). Yes No
As of June 28, 2002, the aggregate market value of voting stock, comprised of the registrant’ s common stock and shares exchangeable into
common stock, held by nonaffiliates of the registrant was approximately $1,783,507,000 (based upon the closing price for shares of the
registrant’ s common stock as reported by the New York Stock Exchange on that date). Shares of common stock held by each officer, director
and holder of 5% or more of the outstanding common stock have been excluded in that such persons may be deemed to be affiliates. This
determination of affiliate status is not necessarily a conclusive determination for other purposes.
As of June 28, 2002, there were 368,384,496 shares of common stock and 1,661,744 shares exchangeable into common stock outstanding. The
Exchangeable Shares, which were issued by EGI Canada Corporation in connection with the acquisition of VERSUS Technologies, Inc.
(renamed E*TRADE Technologies Corporation effective January2, 2001), are exchangeable at any time into common stock on a one-for-one
basis and entitle holders to dividend, voting and other rights equivalent to holders of the registrant’ s common stock.
DOCUMENTS INCORPORATED BY REFERENCE
Definitive Proxy Statement relating to the Company’ s Annual Meeting of Shareholders to be held May 22, 2003, to be filed hereafter
(incorporated into Part III hereof).
2003. EDGAR Online, Inc.