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Table of Contents
Index to Financial Statements
Exhibit
Number
Description
10.5 401(k) Plan (Incorporated by reference to Exhibit 10.8 of the Company’ s Registration Statement on Form S-1, Registration
Statement No. 333-05525.)
10.6 1996 Stock Purchase Plan (Incorporated by reference to Exhibit 99.13 of the Company’ s Registration Statement on Form S-8,
Registration Statement No. 333-12503.)
10.7 Employee Bonus Plan (Incorporated by reference to Exhibit 10.10 of the Company’ s Registration Statement on Form S-1,
Registration Statement No. 333-05525.)
10.8 Menlo Oaks Corporate Center Standard Business Lease by and between Menlo Oaks Partners, L.P. and E*TRADE Group, Inc.,
dated August 18, 1998 (Incorporated by reference to Exhibit 10.8 to the Company’ s Annual Report on Form 10-K filed November
9, 2000).
10.10 Lease of premises at 10951 White Rock Road, Rancho Cordova, California (Incorporated by reference to Exhibit 10.12 of the
Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.11 Clearing Agreement between E*TRADE Securities, Inc. and Herzog, Heine, Geduld, Inc. dated May11, 1994 (Incorporated by
reference to Exhibit 10.14 of the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.12 Guarantee by the Registrant to Herzog, Heine, Geduld, Inc. (Incorporated by reference to Exhibit10.15 of the Company’ s
Registration Statement on Form S-1, Registration Statement No.333-05525.)
10.13 BETAHOST Master Subscription Agreement between E*TRADE Securities, Inc. and BETA Systems Inc. dated June 27, 1996
(Incorporated by reference to Exhibit 10.13 of the Company’ s Registration Statement on Form S-1, Registration Statement No.
333-05525.)
10.14 Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P. and GAP Coinvestment Partners, L.P. dated
September 28, 1995 (Incorporated by reference to Exhibit 10.17 of the Company’ s Registration Statement on Form S-1, Registration
Statement No. 333-05525.)
10.15 Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P., and GAP Coinvestment Partners, L.P., Richard
S. Braddock and the Cotsakos Group dated April 10, 1996 (Incorporated by reference to Exhibit 10.18 of the Company’ s
Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.16 Stock Purchase Agreement between the Registrant and SOFTBANK Holdings Inc. dated June 6, 1996 (Incorporated by reference to
Exhibit 10.19 of the Company’ s Registration Statement on FormS-1, Registration Statement No. 333-05525.)
10.17 Shareholders Agreement among the Registrant, General Atlantic Partners II, L.P., GAP Coinvestment Partners, L.P. and the
Shareholders named therein dated September 1995 (the “Shareholders Agreement”) (Incorporated by reference to Exhibit 10.20 of
the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.18 Supplement No. 1 to Shareholders Agreement dated as of April 10, 1996 (Incorporated by reference to Exhibit 10.21 of the
Company’ s Registration Statement on Form S-1, Registration Statement No.333-05525.)
10.19 Shareholders Agreement Supplement and Amendment dated as of June 6, 1996 (Incorporated by reference to Exhibit 10.22 of the
Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.20 Purchase Agreement, dated February 1, 2000, by and among the Company, FleetBoston Robertson Stephens Inc., Hambrecht &
Quist LLC and Goldman, Sachs & Co. (Incorporated by reference to Exhibit 10.3 of the Company’ s Form 10-Q, filed on February
14, 2000.)
10.21 Consulting Agreement between the Registrant and George Hayter dated as of June 1996 (Incorporated by reference to Exhibit 10.23
of the Company’ s Registration Statement on Form S-1, Registration Statement No. 333-05525.)
10.24 Joint Venture Agreement dated June 3, 1998 by and between E*TRADE Group, Inc. and SOFTBANK CORP. (Incorporated by
reference to Exhibit 10.1 of the Company’ s Form 8-K filed on June 12, 1998).
142
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