VMware 2013 Annual Report Download - page 171

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The Plan Sponsor
the right to terminate the Plan and distribute all vested amounts credited to Participant Accounts upon a Change in Control
as described in Section 9.7.
Distribution of the remaining vested balance of each Participant’s Account
automatically be paid as a lump sum payment upon the occurrence of a Change in Control as provided in Section 9.7.
A Change in Control for Plan purposes includes the following [select each definition that applies]:
- 21 -
11.01
TERMINATION UPON CHANGE IN CONTROL
Reserves
3 Does Not Reserve
11.02
AUTOMATIC DISTRIBUTION UPON CHANGE IN CONTROL
3 Shall
Shall Not
11.03
CHANGE IN CONTROL
(a)
A change in the ownership of the Employer as described in Section 9.7(c) of the Plan.
(b)
A change in the effective control of the Employer as described in Section 9.7(d) of the Plan.
(c) A change in the ownership of a substantial portion of the assets of the Employer as described in Section 9.7
(e) of the Plan.
(d) 3
Not Applicable.