Morgan Stanley 2009 Annual Report Download - page 254

Exhibit
No. Description
10.45† Morgan Stanley Performance Formula and Provisions (Exhibit 10.3 to Morgan Stanley’s Quarterly
Report on Form 10-Q for the quarter ended May 31, 2006).
10.46† 2007 Equity Incentive Compensation Plan, as amended and restated as of March 10, 2009 (Exhibit
10.1 to Morgan Stanley’s Current Report on Form 8-K dated April 29, 2009).
10.47† Morgan Stanley 2006 Notional Leveraged Co-Investment Plan, as amended and restated as of
November 28, 2008 (Exhibit 10.47 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal
year ended November 30, 2008).
10.48† Form of Award Certificate under the 2006 Notional Leveraged Co-Investment Plan (Exhibit 10.7 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 29, 2008).
10.49† Morgan Stanley 2007 Notional Leveraged Co-Investment Plan, amended as of June 4, 2009 (Exhibit
10.6 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2009).
10.50† Form of Award Certificate under the 2007 Notional Leveraged Co-Investment Plan for Certain
Management Committee Members (Exhibit 10.8 to Morgan Stanley’s Quarterly Report on
Form 10-Q for the quarter ended February 29, 2008).
10.51† Form of Award Certificate for Discretionary Retention Awards of Stock Units to Certain
Management Committee Members (Exhibit 10.10 to Morgan Stanley’s Quarterly Report on
Form 10-Q for the quarter ended February 29, 2008).
10.52† Form of Award Certificate for Discretionary Retention Awards of Stock Units (Exhibit 10.8 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2009).
10.53† Governmental Service Amendment to Outstanding Stock Option and Stock Unit Awards (replacing
and superseding in its entirety Exhibit 10.3 to Morgan Stanley’s Quarterly Report on Form 10-Q for
the quarter ended May 31, 2007) (Exhibit 10.41 to Morgan Stanley’s Annual Report on Form 10-K
for the fiscal year ended November 30, 2007).
10.54† Amendment to Outstanding Stock Option and Stock Unit Awards (Exhibit 10.53 to Morgan
Stanley’s Annual Report on Form 10-K for the fiscal year ended November 30, 2008).
10.55† Morgan Stanley Compensation Incentive Plan (Exhibit 10.54 to Morgan Stanley’s Annual Report on
Form 10-K for the fiscal year ended November 30, 2008).
10.56† Form of Award Certificate under the Morgan Stanley Compensation Incentive Plan (Exhibit 10.9 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2009).
10.57† Form of Executive Waiver (Exhibit 10.55 to Morgan Stanley’s Annual Report on Form 10-K for the
fiscal year ended November 30, 2008).
10.58† Form of Executive Letter Agreement (Exhibit 10.56 to Morgan Stanley’s Annual Report on Form
10-K for the fiscal year ended November 30, 2008).
10.59† Morgan Stanley 2009 Replacement Equity Incentive Compensation Plan for Morgan Stanley Smith
Barney Employees (Exhibit 4.2 to Morgan Stanley’s Registration Statement on Form S-8
(No. 333-159504)).
12* Statement Re: Computation of Ratio of Earnings to Fixed Charges and Computation of Ratio of
Earnings to Fixed Charges and Preferred Stock Dividends.
21* Subsidiaries of Morgan Stanley.
23.1* Consent of Deloitte & Touche LLP .
24.1* Powers of Attorney.
24.2* Powers of Attorney.
31.1** Rule 13a-14(a) Certification of Chief Executive Officer.
31.2** Rule 13a-14(a) Certification of Chief Financial Officer.
E-6