Morgan Stanley 2009 Annual Report Download - page 253

Exhibit
No. Description
10.29† 1988 Capital Accumulation Plan as amended (Exhibit 10.13 to MSG’s Annual Report on Form 10-K
for the fiscal year ended January 31, 1993).
10.30† Form of Deferred Compensation Agreement under the Pre-Tax Incentive Program (Exhibit 10.12 to
MSG’s Annual Report on Form 10-K for the fiscal year ended January 31, 1994).
10.31† Form of Deferred Compensation Agreement under the Pre-Tax Incentive Program 2 (Exhibit 10.12
to MSG’s Annual Report for the fiscal year ended November 30, 1996).
10.32† Key Employee Private Equity Recognition Plan (Exhibit 10.43 to Morgan Stanley’s Annual Report
on Form 10-K for the fiscal year ended November 30, 2000).
10.33† Morgan Stanley Branch Manager Compensation Plan as amended and restated as of November 26,
2007 (Exhibit 10.33 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended
November 30, 2007).
10.34† Morgan Stanley Financial Advisor and Investment Representative Compensation Plan as amended
and restated as of November 26, 2007 (Exhibit 10.34 to Morgan Stanley’s Annual Report on Form
10-K for the fiscal year ended November 30, 2007).
10.35† Morgan Stanley UK Share Ownership Plan (Exhibit 4.1 to Morgan Stanley’s Registration Statement
on Form S-8 (No. 333-146954)).
10.36†* Supplementary Deed of Participation for the Morgan Stanley UK Share Ownership Plan, dated as of
November 5, 2009.
10.37† Second Amended and Restated Employment Agreement dated as of December 16, 2008 between
Morgan Stanley and Mr. John J. Mack (Exhibit 10.3 to Morgan Stanley’s Quarterly Report on Form
10-Q for the quarter ended March 31, 2009).
10.38† Agreement dated as of July 21, 2005 between Morgan Stanley and Thomas R. Nides, as amended by
amendment to agreement, dated as of February 8, 2008 (Exhibit 10.4 to Morgan Stanley’s Quarterly
Report on Form 10-Q for the quarter ended February 29, 2008) and amendment to agreement dated
as of December 16, 2008 (Exhibit 10.5 to Morgan Stanley’s Quarterly Report on Form 10-Q for the
quarter ended March 31, 2009).
10.39† Aircraft Time Sharing Agreement dated as of March 10, 2009 by and between Morgan Stanley
Management Services II, Inc. and John J. Mack (Exhibit 10.4 to Morgan Stanley’s Quarterly Report
on Form 10-Q for the quarter ended March 31, 2009).
10.40† Agreement dated as of July 15, 2005 between Morgan Stanley and Gary G. Lynch, as amended by
amendment to agreement, dated as of February 8, 2008 (Exhibit 10.5 to Morgan Stanley’s Quarterly
Report on Form 10-Q for the quarter ended February 29, 2008) and amendment to agreement dated
as of December 16, 2008 (Exhibit 10.5 to Morgan Stanley’s Quarterly Report on Form 10-Q for the
quarter ended March 31, 2009).
10.41† Memorandum dated as of August 4, 2009 to Gary G. Lynch regarding International Assignment
Package, Worldwide Expatriate Policy and United States Tax Equalization Policy (Exhibit 10.7 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2009).
10.42† Memorandum dated as of August 21, 2007 to Walid Chammah regarding Relocation from United
States to London Office (Exhibit 10.7 to Morgan Stanley’s Quarterly Report on Form 10-Q for the
quarter ended March 31, 2009).
10.43† Memorandum dated as of February 16, 2006 to Colm Kelleher regarding Expatriate Relocation
Policy and European Tax Equalisation Policy (Exhibit 10.6 to Morgan Stanley’s Quarterly Report on
Form 10-Q for the quarter ended February 29, 2008).
10.44† Form of Restrictive Covenant Agreement (Exhibit 10 to Morgan Stanley’s Current Report on
Form 8-K dated November 22, 2005).
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