Morgan Stanley 2009 Annual Report Download - page 252

Exhibit
No. Description
10.13† Tax Deferred Equity Participation Plan as amended and restated as of November 26, 2007 (Exhibit
10.9 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November 30,
2007).
10.14†* Directors’ Equity Capital Accumulation Plan as amended through November 16, 2009.
10.15† Select Employees’ Capital Accumulation Program as amended and restated as of May 7, 2008
(Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended May 31,
2008).
10.16† Form of Term Sheet under the Select Employees’ Capital Accumulation Program (Exhibit 10.9 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 29, 2008).
10.17† Employees’ Equity Accumulation Plan as amended and restated as of November 26, 2007 (Exhibit
10.12 to Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November 30,
2007).
10.18† Employee Stock Purchase Plan as amended and restated as of February 1, 2009 (Exhibit 10.20 to
Morgan Stanley’s Annual Report on Form 10-K for the fiscal year ended November 30, 2008).
10.19† Form of Agreement under the Morgan Stanley & Co. Incorporated Owners’ and Select Earners’ Plan
(Exhibit 10.1 to MSG’s Annual Report on Form 10-K for the fiscal year ended January 31, 1993).
10.20† Form of Agreement under the Officers’ and Select Earners’ Plan (Exhibit 10.2 to MSG’s Annual
Report on Form 10-K for the fiscal year ended January 31, 1993).
10.21† Morgan Stanley Supplemental Executive Retirement and Excess Plan, amended and restated
effective December 31, 2008 (Exhibit 10.2 to Morgan Stanley’s Quarterly Report on Form 10-Q for
the quarter ended March 31, 2009) as amended by Amendment (Exhibit 10.5 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended June 30, 2009).
10.22† 1995 Equity Incentive Compensation Plan (Annex A to MSG’s Proxy Statement for its 1996 Annual
Meeting of Stockholders) as amended by Amendment (Exhibit 10.39 to Morgan Stanley’s Annual
Report on Form 10-K for the fiscal year ended November 30, 2000), Amendment (Exhibit 10.5 to
Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended August 31, 2005),
Amendment (Exhibit 10.3 to Morgan Stanley’s Quarterly Report on Form 10-Q for the quarter ended
February 28, 2006), Amendment (Exhibit 10.24 to Morgan Stanley’s Annual Report on Form 10-K
for the fiscal year ended November 30, 2006) and Amendment (Exhibit 10.22 to Morgan Stanley’s
Annual Report on Form 10-K for the fiscal year ended November 30, 2007).
10.23† Form of Equity Incentive Compensation Plan Award Certificate (Exhibit 10.1 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended August 31, 2004).
10.24† Form of Equity Incentive Compensation Plan Award Certificate (Exhibit 10.10 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended August 31, 2005).
10.25† Form of Chief Executive Officer Equity Award Certificate for Discretionary Retention Award of
Stock Units under the EICP (Exhibit 10.2 to Morgan Stanley’s Current Report on Form 8-K dated
December 12, 2005).
10.26† Form of Chief Executive Officer Equity Award Certificate for Discretionary Retention Award of
Stock Units and Stock Options (Exhibit 10.28 to Morgan Stanley’s Annual Report on Form 10-K for
the fiscal year ended November 30, 2006).
10.27† Form of Management Committee Award Certificate for Discretionary Retention Award of Stock
Units under the EICP (Exhibit 10.3 to Morgan Stanley’s Current Report on Form 8-K dated
December 12, 2005).
10.28† Form of Management Committee Equity Award Certificate for Discretionary Retention Award of
Stock Units and Stock Options (Exhibit 10.30 to Morgan Stanley’s Annual Report on Form 10-K for
the fiscal year ended November 30, 2006).
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