Morgan Stanley 2009 Annual Report Download - page 250

Exhibit
No. Description
4.8 Junior Subordinated Indenture dated as of October 1, 2004 between Morgan Stanley and The Bank
of New York, as trustee (Exhibit 4-ww to Morgan Stanley’s Registration Statement on Form S-3/A
(No. 333-117752)).
4.9 Junior Subordinated Indenture dated as of October 12, 2006 between Morgan Stanley and The Bank of
New York, as trustee (Exhibit 4.1 to Morgan Stanley’s Current Report on Form 8-K dated October 12,
2006).
4.10 Deposit Agreement dated as of July 6, 2006 among Morgan Stanley, JPMorgan Chase Bank, N.A. and the
holders from time to time of the depositary receipts described therein (Exhibit 4.3 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended May 31, 2006).
4.11 Depositary Receipt for Depositary Shares, representing Floating Rate Non-Cumulative Preferred Stock,
Series A (included in Exhibit 4.10 hereto).
4.12 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust III dated as of February 27,
2003 among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New
York (Delaware), as Delaware trustee, and the administrators named therein (Exhibit 4 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 28, 2003).
4.13 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust IV dated as of April 21, 2003
among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware Trustee and the administrators named therein (Exhibit 4 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended May 31, 2003).
4.14 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust V dated as of July 16, 2003
among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware trustee and the administrators named therein (Exhibit 4 to Morgan Stanley’s
Quarterly Report on Form 10-Q for the quarter ended August 31, 2003).
4.15 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust VI dated as of January 26,
2006 among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New
York (Delaware), as Delaware trustee and the administrators named therein (Exhibit 4 to Morgan
Stanley’s Quarterly Report on Form 10-Q for the quarter ended February 28, 2006).
4.16 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust VII dated as of October 12,
2006 among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New
York (Delaware), as Delaware trustee and the administrators named therein (Exhibit 4.3 to Morgan
Stanley’s Current Report on Form 8-K dated October 12, 2006).
4.17 Amended and Restated Trust Agreement of Morgan Stanley Capital Trust VIII dated as of April 26, 2007
among Morgan Stanley, as depositor, The Bank of New York, as property trustee, The Bank of New York
(Delaware), as Delaware trustee and the administrators named therein (Exhibit 4.3 to Morgan Stanley’s
Current Report on Form 8-K dated April 26, 2007).
4.18 Instruments defining the Rights of Security Holders, Including Indentures—Except as set forth in Exhibits
4.1 through 4.17 above, the instruments defining the rights of holders of long-term debt securities of
Morgan Stanley and its subsidiaries are omitted pursuant to Section (b)(4)(iii) of Item 601 of Regulation
S-K. Morgan Stanley hereby agrees to furnish copies of these instruments to the SEC upon request.
10.1 Amended and Restated Trust Agreement dated as of April 21, 2009 by and between Morgan Stanley and
State Street Bank and Trust Company (Exhibit 10.1 to Morgan Stanley’s Quarterly Report on Form 10-Q
for the quarter ended June 30, 2009).
10.2 Securities Purchase Agreement dated as of December 19, 2007 between Morgan Stanley and Best
Investment Corporation, a wholly owned subsidiary of China Investment Corporation (Exhibit 10.1
to Morgan Stanley’s Current Report on Form 8-K dated December 19, 2007) as amended by
Amendment dated as of October 27, 2008 (Exhibit 99.1 to Morgan Stanley’s Current Report on
Form 8-K dated October 26, 2008).
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