First Data 2007 Annual Report Download - page 176

Beneficial Ownership
All of the outstanding stock of First Data Corporation is held by First Data Holdings Inc. The following table sets forth, as of March 1, 2008, the
beneficial ownership of common stock of First Data Holdings Inc. by each person known by us to beneficially own more than 5% of the equity securities of
First Data Holdings Inc., each director, each Named Executive Officer and all directors and executive officers as a group. Unless otherwise indicated in the
footnotes to this table, we believe that each person has sole voting and investment power of the shares.
Name Number of Shares Beneficially Owned (1, 2) Percent of Class
New Omaha Holdings L.P. (3) 1,266,801,220 98%
Michael D. Capellas 3,000,000 *
Peter W. Boucher 400,000 *
Edward A. Labry III 2,500,000 *
Kimberly S. Patmore — *
James R. Fisher — *
Scott C. Nuttall — *
Tagar C. Olson — *
All directors and executive officers as a group (11 persons) 7,700,000 *
* Less than one percent
(1) None of the shares reported were subject to a right to acquire beneficial ownership with 60 days.
(2) No shares are pledged as security.
(3) New Omaha Holdings L.P is a limited partnership in which investment funds associated with Kohlberg Kravis Roberts & Co. L.P. and other co-
investors own the limited partnership interests. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is
the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the
general partner of KKR 2006 Associates L.P. Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Perry Golkin, Johannes P. Huth,
Todd A. Fisher, Alexander Navab, Marc Lipschultz, Reinhard Gorenflos, Scott C. Nuttall, Joseph Y. Bae, Brian F. Carroll, John K. Saer, Jr. and
William J. Janetschek are members of KKR 2006 GP LLC (the "KKR 2006 GP LLC members"). Each of New Omaha Holdings LLC, KKR 2006 Fund
L.P., KKR 2006 Associates L.P., KKR 2006 GP LLC and each of the KKR 2006 GP LLC Members may be deemed to share beneficial ownership of
any shares beneficially owned by New Omaha Holdings L.P., but disclaim such beneficial ownership except to the extent of their pecuniary interest
therein. The address of each of the entities listed in this footnote is c/o Kohlberg Kravis Roberts & Co. L.P., 9 West 57th Street, New York, New York
10019.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
Policies Regarding the Approval of Transactions with Related Parties
Under the Company's Director Code of Conduct, each director must report to the Company's General Counsel upon learning of any prospective
transaction or relationship in which the director will have a financial or personal interest (direct or indirect) that is with the Company, involves the use of
Company assets, or involves competition against the Company (consistent with any confidentiality obligation the director may have). The General Counsel
must then advise the Board of any such transaction or relationship and the Board must pre-approve any material transaction or relationship.
Under the Company's Code of Conduct, executive officers may not use their personal influence to get the Company to do business with a company in
which they, their family members or their friends have an interest. In situations where an executive officer is in a position of influence or where a conflict of
interest would arise, the prior approval of the General Counsel is required.
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