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Table of Contents
PART IV
The financial statements listed in the Index to Consolidated Financial Statements are filed as part of this report (refer to Item 8. Financial
Statements and Supplementary Data).
Schedule II—Valuation and Qualifying Accounts
All other schedules have been omitted because the required information is included in the consolidated financial statements or the notes
thereto, or is not applicable or required.
101
ITEM 15.
EXHIBITS AND FINANCIAL STATEMENT SCHEDULE
(a)
Documents filed as a part of this report:
1.
Financial statements
2.
Financial statement schedule
3.
Index to exhibits
Incorporated by Reference
Exhibit
Number
Exhibit Description
Filed
Herewith
Form/
File No.
Date
2.1
Agreement and Plan of Merger by and among VMware, Inc., Nile Merger
Corporation, Nicira, Inc. and the Representative of the Indemnifying Holders of
Nicira, Inc., dated July 21, 2012
8-K
8/24/2012
3.1
Amended and Restated Certificate of Incorporation
S-1/A-2
7/9/2007
3.2
Amended and Restated Bylaws
8-K
3/8/2011
4.1
Form of specimen common stock certificate
S-1/A-4
7/27/2007
10.1
Form of Master Transaction Agreement between VMware, Inc. and EMC
Corporation
S-1/A-2
7/9/2007
10.2
Form of Administrative Services Agreement between VMware, Inc. and EMC
Corporation
S-1/A-2
7/9/2007
10.3
Form of Tax Sharing Agreement between VMware, Inc. and EMC Corporation
S-1/A-2
7/9/2007
10.4
Form of Intellectual Property Agreement between VMware, Inc. and EMC
Corporation
S-1/A-1
6/11/2007
10.5
Form of Employee Benefits Agreement between VMware, Inc. and EMC
Corporation
S-1/A-2
7/9/2007
10.6
Form of Real Estate License Agreement between VMware, Inc. and EMC
Corporation
S-1/A-2
7/9/2007
10.7+
Form of Indemnification Agreement for directors and executive officers
S-1/A-1
6/11/2007
10.8+
2007 Equity and Incentive Plan, as amended and restated December 17, 2012
X
10.9
Amended and Restated Promissory Note between VMware, Inc. and EMC
Corporation dated June 11, 2011
10-Q
8/3/2011
10.10
Form of Insurance Matters Agreement between VMware, Inc. and EMC
Corporation
S-1/A-2
7/9/2007
10.11+
Form of Option Agreement, as amended October 15, 2010
10-K
2/28/2011
10.12+
Form of Restricted Stock Unit Agreement, as amended December 17, 2012
X
10.13
2007 Employee Stock Purchase Plan, as amended and restated February 24,
2010
10-Q
5/5/2010