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Table of Contents
PART IV
The financial statements listed in the Index to Consolidated Financial Statements are filed as part of this report (refer to Item 8. Financial
Statements and Supplementary Data).
Schedule II—Valuation and Qualifying Accounts
All other schedules have been omitted because the required information is included in the consolidated financial statements or the notes
thereto, or is not applicable or required.
107
ITEM 15.
EXHIBITS AND FINANCIAL STATEMENT SCHEDULE
(a)
Documents filed as a part of this report:
1.
Financial statements
2.
Financial statement schedule
3.
Index to exhibits
Exhibit
Number
Exhibit Description
Incorporated by Reference
Filed
Herewith
Form/File
No.
Date
3.1
Amended and Restated Certificate of Incorporation
S
-
1/A
-
2
7/9/2007
3.2
Amended and Restated Bylaws
S
-
1/A
-
2
7/9/2007
4.1
Form of specimen common stock certificate
S
-
1/A
-
4
7/27/2007
10.1
Form of Master Transaction Agreement between VMware, Inc. and EMC Corporation
S
-
1/A
-
2
7/9/2007
10.2
Form of Administrative Services Agreement between VMware, Inc. and EMC
Corporation
S
-
1/A
-
2
7/9/2007
10.3
Form of Tax Sharing Agreement between VMware, Inc. and EMC Corporation
S
-
1/A
-
2
7/9/2007
10.4
Form of Intellectual Property Agreement between VMware, Inc. and EMC Corporation
S
-
1/A
-
1
6/11/2007
10.5
Form of Employee Benefits Agreement between VMware, Inc. and EMC Corporation
S
-
1/A
-
2
7/9/2007
10.6
Form of Real Estate License Agreement between VMware, Inc. and EMC Corporation
S
-
1/A
-
2
7/9/2007
10.7+
Letter Agreement between VMware, Inc. and Mark Peek dated March 16, 2007
S
-
1/A
-
1
6/11/2007
10.8+
Form of Indemnification Agreement for directors and executive officers
S
-
1/A
-
1
6/11/2007
10.9+
2007 Equity and Incentive Plan, as amended December 3, 2008
10
-
K
2/29/2008
10.10
Promissory Note between VMware, Inc. and EMC Corporation dated April 16, 2007
S
-
1
6/11/2007
10.11
Form of Insurance Matters Agreement between VMware, Inc. and EMC Corporation
S
-
1/A
-
2
7/9/2007
10.12+
Form of Option Agreement
S
-
1/A
-
1
6/11/2007
10.13+
Form of Restricted Stock Unit Agreement
S
-
1/A
-
1
6/11/2007
10.14
2007 Employee Stock Purchase Plan, as amended and restated December 10, 2007 and
as further amended February 4, 2009
10
-
K
2/26/2009